Home/Filings/4/0001613754-16-000012
4//SEC Filing

TUBEMOGUL INC 4

Accession 0001613754-16-000012

CIK 0001449278operating

Filed

Dec 21, 7:00 PM ET

Accepted

Dec 22, 11:26 AM ET

Size

11.7 KB

Accession

0001613754-16-000012

Insider Transaction Report

Form 4
Period: 2016-12-19
Toth David
Director
Transactions
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-12-1950,0000 total
    Exercise: $0.70Exp: 2022-04-19Common Stock (50,000 underlying)
  • Disposition from Tender

    Common Stock

    2016-12-19$14.00/sh125,369$1,755,1668,589 total
  • Disposition to Issuer

    Stock Option (right to buy)

    2016-12-195,6790 total
    Exercise: $15.37Exp: 2025-06-18Common Stock (5,679 underlying)
  • Disposition to Issuer

    Common Stock

    2016-12-19$14.00/sh8,589$120,2460 total
Footnotes (5)
  • [F1]Of the reported shares, 8,589 shares are represented by RSUs.
  • [F2]Pursuant to the terms of the Agreement and Plan of Merger (the "Merger Agreement"), dated November 10, 2016, by and among Issuer, Adobe Systems Incorporated, a Delaware corporation ("Adobe") and Tiger Acquisition Corporation, a Delaware corporation and a wholly owned subsidiary of Adobe, the vesting of restricted stock units for an aggregate of 8,589 shares was accelerated immediately at the effective time of the Merger, and in accordance with the Merger Agreement, these accelerated restricted stock units were canceled and converted into the right to receive cash consideration of $14.00 per share, net to the seller in cash, without interest thereon and subject to any required tax withholding.
  • [F3]This stock option is being canceled pursuant to the terms of the Merger Agreement.
  • [F4]This stock option is fully vested and exercisable.
  • [F5]Option is fully vested and immediately exercisable. Pursuant to the terms of the Merger Agreement, at the Effective Time, each outstanding option to purchase shares of common stock of Issuer was canceled and converted into the right to receive an amount in cash equal to: (A) $14.00 per share minus (B) the exercise price per share of common stock of TubeMogul.

Issuer

TUBEMOGUL INC

CIK 0001449278

Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0001449278

Filing Metadata

Form type
4
Filed
Dec 21, 7:00 PM ET
Accepted
Dec 22, 11:26 AM ET
Size
11.7 KB