EARHART ALAN L 4

4 · NetApp, Inc. · Filed Sep 14, 2018

Form 4

Period: 2018-09-12

Director

Transactions

Exercise/Conversion
Restricted Stock Unit
2018-09-12−6,150→ 7,916 total
Exercise: $0.00→ Common Stock (6,150 underlying)
Exercise/Conversion
Restricted Stock Unit
2018-09-12−7,916→ 0 total
Exercise: $0.00→ Common Stock (7,916 underlying)
Exercise/Conversion
Common Stock
2018-09-12+6,150→ 18,971 total
Exercise/Conversion
Common Stock
2018-09-12+7,916→ 26,887 total

Footnotes (3)

[F1]Restricted stock units convert into common stock on a one-for-one basis.
[F2]On September 14, 2017, the reporting person was granted 6,150 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the subject to the Participant's continuous service on the Board through such date.
[F3]On September 11, 2015, the reporting person was granted 7,916 restricted stock units which vest on the day immediately preceding the date of the next Annual Stockholders Meeting of the Company following the Grant Date, subject to the Participant?s continuous service on the Board through such date. The RSUs have been deferred and the payout shall be within 30 days of the earlier of the date his service on the Board ceases for any reason of the date on which a Change of Control occurs.

Documents

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