REICH JOEL D 4

Accession 0001614094-19-000026

CIK 0001002047other

View on SEC.gov Company Profile

Filed

Jun 3, 8:00 PM ET

Accepted

Jun 4, 4:25 PM ET

Size

31.7 KB

Accession

0001614094-19-000026

Insider Transaction Report

Form 4

Period: 2019-05-31

NetApp, Inc.NTAP

REICH JOEL D

Exec VP, Product Operations

Transactions

Other
Common Stock
2019-05-31$50.32/sh+358$18,015→ 55,361 total
Tax Payment
Common Stock
2019-06-01$59.20/sh−1,552$91,878→ 58,792 total
Exercise/Conversion
Common Stock
2019-06-01+9,000→ 67,792 total
Tax Payment
Common Stock
2019-06-01$59.20/sh−4,080$241,536→ 63,712 total
Tax Payment
Common Stock
2019-06-01$59.20/sh−3,287$194,590→ 67,675 total
Exercise/Conversion
Common Stock
2019-06-01+4,000→ 71,675 total
Tax Payment
Common Stock
2019-06-01$59.20/sh−1,292$76,486→ 56,919 total
Exercise/Conversion
Common Stock
2019-06-01+7,250→ 70,962 total
Sale
Common Stock
2019-06-04$60.59/sh−30,000$1,817,742→ 39,862 total
Exercise/Conversion
Restricted Stock Unit
2019-06-01−9,000→ 9,000 total
Exercise: $0.00From: 2017-06-01Exp: 2023-06-01→ Common Stock (9,000 underlying)
Exercise/Conversion
Restricted Stock Unit
2019-06-01−7,250→ 14,500 total
Exercise: $0.00From: 2018-06-01Exp: 2024-06-01→ Common Stock (7,250 underlying)
Exercise/Conversion
Restricted Stock Unit
2019-06-01−4,000→ 12,000 total
Exercise: $0.00From: 2019-06-01Exp: 2025-06-04→ Common Stock (4,000 underlying)
Exercise/Conversion
Common Stock
2019-06-01+2,850→ 58,211 total
Exercise/Conversion
Common Stock
2019-06-01+3,425→ 60,344 total
Tax Payment
Common Stock
2019-06-01$59.20/sh−1,813$107,330→ 69,862 total
Exercise/Conversion
Restricted Stock Unit
2019-06-01−2,850→ 0 total
Exercise: $0.00From: 2016-06-01Exp: 2022-06-22→ Common Stock (2,850 underlying)
Exercise/Conversion
Restricted Stock Unit
2019-06-01−3,425→ 0 total
Exercise: $0.00From: 2016-06-01Exp: 2022-06-23→ Common Stock (3,425 underlying)

Footnotes (8)

[F1]Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019.
[F2]The price in Column 4 is a weighted average price. The prices actually received ranged from $60.56 to $60.68. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
[F3]Restricted stock units convert into common stock on a one-for-one basis.
[F4]On June 23, 2015, the reporting person was granted 11,400 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.
[F5]On June 23, 2015, the reporting person was granted 13,700 restricted stock units, vesting in four equal annual installments beginning on June 1, 2016, subject to continued service on each applicable vesting date.
[F6]On June 1, 2016, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
[F7]On June 1, 2017, the reporting person was granted 29,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
[F8]On June 4, 2018, the reporting person was granted 16,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

NetApp, Inc.

CIK 0001002047

→

Entity typeother

Related Parties

filerCIK 0001648861

Filing Metadata

Form type: 4
Filed: Jun 3, 8:00 PM ET
Accepted: Jun 4, 4:25 PM ET
Size: 31.7 KB

View on SEC.gov