RICHARD HENRI P 4

4 · NetApp, Inc. · Filed Jun 4, 2019

Form 4

Period: 2019-05-31

EVP, Go To Market

Transactions

Other
Common Stock
[F1][F2]
2019-05-31$50.32/sh+357$17,964→ 133,333 total
Exercise/Conversion
Common Stock
[F2]
2019-06-01+15,157→ 148,490 total
Tax Payment
Common Stock
2019-06-01$59.20/sh−7,514$444,829→ 140,976 total
Exercise/Conversion
Common Stock
[F2]
2019-06-01+9,500→ 150,476 total
Tax Payment
Common Stock
2019-06-01$59.20/sh−4,710$278,832→ 145,766 total
Exercise/Conversion
Common Stock
[F2]
2019-06-01+6,125→ 151,891 total
Tax Payment
Common Stock
2019-06-01$59.20/sh−3,036$179,731→ 148,855 total
Exercise/Conversion
Restricted Stock Unit
[F3][F4]
2019-06-01−15,157→ 15,157 total
Exercise: $0.00From: 2017-06-01Exp: 2023-06-01→ Common Stock (15,157 underlying)
Exercise/Conversion
Restricted Stock Unit
[F3][F5]
2019-06-01−9,500→ 19,000 total
Exercise: $0.00From: 2018-06-01Exp: 2024-06-01→ Common Stock (9,500 underlying)
Exercise/Conversion
Restricted Stock Unit
[F3][F6]
2019-06-01−6,125→ 18,375 total
Exercise: $0.00From: 2019-06-01Exp: 2025-06-04→ Common Stock (6,125 underlying)
Award
Restricted Stock Unit
[F3][F7]
2019-06-03+21,500→ 21,500 total
Exercise: $0.00From: 2020-06-01Exp: 2026-06-03→ Common Stock (21,500 underlying)

Footnotes (7)

[F1]Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019.
[F2]Shares held in the account titled Henri Richard Gay Richard JT TEN
[F3]Restricted stock units convert into common stock on a one-for-one basis.
[F4]On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
[F5]On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
[F6]On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
[F7]On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Signature

By: Roberta S Cohen Attorney-in-Fact For: Henri Richard|2019-06-04

Documents

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