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4//SEC Filing

RICHARD HENRI P 4

Accession 0001614094-19-000027

CIK 0001002047other

View on SEC.gov Company Profile

Filed

Jun 3, 8:00 PM ET

Accepted

Jun 4, 4:26 PM ET

Size

22.6 KB

Accession

0001614094-19-000027

Insider Transaction Report

Form 4

Period: 2019-05-31

NetApp, Inc.NTAP

RICHARD HENRI P

EVP, WW Sales and Customer OPS

Transactions

Exercise/Conversion
Restricted Stock Unit
2019-06-01−15,157→ 15,157 total
Exercise: $0.00From: 2017-06-01Exp: 2023-06-01→ Common Stock (15,157 underlying)
Exercise/Conversion
Restricted Stock Unit
2019-06-01−6,125→ 18,375 total
Exercise: $0.00From: 2019-06-01Exp: 2025-06-04→ Common Stock (6,125 underlying)
Other
Common Stock
2019-05-31$50.32/sh+357$17,964→ 133,333 total
Exercise/Conversion
Common Stock
2019-06-01+15,157→ 148,490 total
Exercise/Conversion
Restricted Stock Unit
2019-06-01−9,500→ 19,000 total
Exercise: $0.00From: 2018-06-01Exp: 2024-06-01→ Common Stock (9,500 underlying)
Award
Restricted Stock Unit
2019-06-03+21,500→ 21,500 total
Exercise: $0.00From: 2020-06-01Exp: 2026-06-03→ Common Stock (21,500 underlying)
Exercise/Conversion
Common Stock
2019-06-01+9,500→ 150,476 total
Exercise/Conversion
Common Stock
2019-06-01+6,125→ 151,891 total
Tax Payment
Common Stock
2019-06-01$59.20/sh−3,036$179,731→ 148,855 total
Tax Payment
Common Stock
2019-06-01$59.20/sh−7,514$444,829→ 140,976 total
Tax Payment
Common Stock
2019-06-01$59.20/sh−4,710$278,832→ 145,766 total

Footnotes (7)

[F1]Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 31, 2019.
[F2]Shares held in the account titled Henri Richard Gay Richard JT TEN
[F3]Restricted stock units convert into common stock on a one-for-one basis.
[F4]On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
[F5]On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
[F6]On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
[F7]On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

NetApp, Inc.

CIK 0001002047

Entity typeother

Related Parties

1

filerCIK 0001192011

Filing Metadata

Form type: 4
Filed: Jun 3, 8:00 PM ET
Accepted: Jun 4, 4:26 PM ET
Size: 22.6 KB

View on SEC.gov