NetApp, Inc.|4Jun 3, 4:44 PM ET

PASEK RONALD J 4

4 · NetApp, Inc. · Filed Jun 3, 2020

Form 4

Period: 2020-05-29

EVP Finance & Operations, CFO

Transactions

Exercise/Conversion
Restricted Stock Unit
2020-06-01−5,375→ 16,125 total
Exercise: $0.00From: 2020-06-01Exp: 2026-06-03→ Common Stock (5,375 underlying)
Other
Common Stock
2020-05-29$37.86/sh+413$15,636→ 87,203 total
Tax Payment
Common Stock
2020-06-01$42.67/sh−16,361$698,124→ 103,842 total
Exercise/Conversion
Common Stock
2020-06-01+8,077→ 111,919 total
Tax Payment
Common Stock
2020-06-01$42.67/sh−2,877$122,762→ 109,042 total
Exercise/Conversion
Common Stock
2020-06-01+5,625→ 119,205 total
Tax Payment
Common Stock
2020-06-01$42.67/sh−2,788$118,964→ 116,417 total
Exercise/Conversion
Restricted Stock Unit
2020-06-01−8,077→ 0 total
Exercise: $0.00From: 2017-06-01Exp: 2023-06-01→ Common Stock (8,077 underlying)
Award
Common Stock
2020-06-01+33,000→ 120,203 total
Exercise/Conversion
Common Stock
2020-06-01+9,000→ 118,042 total
Tax Payment
Common Stock
2020-06-01$42.67/sh−4,462$190,394→ 113,580 total
Exercise/Conversion
Common Stock
2020-06-01+5,375→ 121,792 total
Tax Payment
Common Stock
2020-06-01$42.67/sh−2,664$113,673→ 119,128 total
Exercise/Conversion
Restricted Stock Unit
2020-06-01−9,000→ 9,000 total
Exercise: $0.00From: 2018-06-01Exp: 2024-06-01→ Common Stock (9,000 underlying)
Exercise/Conversion
Restricted Stock Unit
2020-06-01−5,625→ 11,250 total
Exercise: $0.00From: 2019-06-01Exp: 2025-06-04→ Common Stock (5,625 underlying)

Footnotes (8)

[F1]Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.
[F2]Represents the settlement of performance share unites originally granted on June 1, 2017.
[F3]Performance stock units convert into stock on a one-for-one basis.
[F4]Restricted stock units convert into common stock on a one-for-one basis.
[F5]On June 1, 2016, the reporting person was granted 32,309 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
[F6]On June 1, 2017, the reporting person was granted 36,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
[F7]On June 4, 2018, the reporting person was granted 22,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
[F8]On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Documents

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