RICHARD HENRI P 4

4 · NetApp, Inc. · Filed Jun 3, 2020

Form 4Exit

Period: 2020-05-29

EVP, Go To Market

Transactions

Other
Common Stock
[F1]
2020-05-29$37.86/sh+425$16,090→ 144,280 total
Award
Common Stock
[F2][F3]
2020-06-01+34,200→ 178,480 total
Tax Payment
Common Stock
2020-06-01$42.67/sh−16,956$723,513→ 161,524 total
Exercise/Conversion
Common Stock
2020-06-01+15,157→ 176,681 total
Tax Payment
Common Stock
2020-06-01$42.67/sh−5,241$223,633→ 171,440 total
Exercise/Conversion
Common Stock
2020-06-01+9,500→ 180,940 total
Tax Payment
Common Stock
2020-06-01$42.67/sh−3,468$147,980→ 177,472 total
Exercise/Conversion
Common Stock
2020-06-01+6,125→ 183,597 total
Tax Payment
Common Stock
2020-06-01$42.67/sh−3,036$129,546→ 180,561 total
Exercise/Conversion
Common Stock
2020-06-01+5,375→ 185,936 total
Tax Payment
Common Stock
2020-06-01$42.67/sh−2,664$113,673→ 183,272 total
Exercise/Conversion
Restricted Stock Unit
[F4][F5]
2020-06-01−15,157→ 0 total
Exercise: $0.00From: 2017-06-01Exp: 2023-06-01→ Common Stock (15,157 underlying)
Exercise/Conversion
Restricted Stock Unit
[F4][F6]
2020-06-01−9,500→ 9,500 total
Exercise: $0.00From: 2018-06-01Exp: 2024-06-01→ Common Stock (9,500 underlying)
Exercise/Conversion
Restricted Stock Unit
[F4][F7]
2020-06-01−6,125→ 12,250 total
Exercise: $0.00From: 2019-06-01Exp: 2025-06-04→ Common Stock (6,125 underlying)
Exercise/Conversion
Restricted Stock Unit
[F4][F8]
2020-06-01−5,375→ 16,125 total
Exercise: $0.00From: 2020-06-01Exp: 2026-06-03→ Common Stock (5,375 underlying)

Footnotes (8)

[F1]Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 29, 2020.
[F2]Represents the settlement of performance share unites originally granted on June 1, 2017.
[F3]Performance stock units convert into stock on a one-for-one basis.
[F4]Restricted stock units convert into common stock on a one-for-one basis.
[F5]On June 1, 2016, the reporting person was granted 60,630 restricted stock units, vesting in four equal annual installments beginning on June 1, 2017 and subject to continued service on each applicable vesting date.
[F6]On June 1, 2017, the reporting person was granted 38,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
[F7]On June 4, 2018, the reporting person was granted 24,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
[F8]On June 3, 2019, the reporting person was granted 21,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Signature

By: Roberta S Cohen Attorney-in-Fact For: Henri Richard|2020-06-03

Documents

1 file