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4//SEC Filing

Anderson Brad 4

Accession 0001614094-21-000031

CIK 0001002047other

View on SEC.gov Company Profile

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 7:35 PM ET

Size

25.8 KB

Accession

0001614094-21-000031

Insider Transaction Report

Form 4

Period: 2021-05-28

NetApp, Inc.NTAP

EVP, SSSBU and CIBU

Transactions

Other
Common Stock
2021-05-28$36.27/sh+586$21,254→ 48,149 total
Exercise/Conversion
Common Stock
2021-06-01+4,375→ 52,524 total
Exercise/Conversion
Common Stock
2021-06-01+6,500→ 57,104 total
Tax Payment
Common Stock
2021-06-01$76.71/sh−2,853$218,854→ 54,251 total
Tax Payment
Common Stock
2021-06-01$76.71/sh−1,679$128,796→ 56,572 total
Tax Payment
Common Stock
2021-06-01$76.71/sh−4,033$309,371→ 61,726 total
Exercise/Conversion
Restricted Stock Unit
2021-06-01−4,000→ 4,000 total
Exercise: $0.00From: 2019-06-01Exp: 2025-06-04→ Common Stock (4,000 underlying)
Exercise/Conversion
Restricted Stock Unit
2021-06-01−6,500→ 19,500 total
Exercise: $0.00From: 2021-06-01Exp: 2027-07-01→ Common Stock (6,500 underlying)
Exercise/Conversion
Common Stock
2021-06-01+4,000→ 58,251 total
Award
Common Stock
2021-06-01+9,187→ 65,759 total
Exercise/Conversion
Restricted Stock Unit
2021-06-01−4,375→ 8,750 total
Exercise: $0.00From: 2020-06-01Exp: 2026-06-03→ Common Stock (4,375 underlying)
Tax Payment
Common Stock
2021-06-01$76.71/sh−2,312$177,354→ 64,681 total
Tax Payment
Common Stock
2021-06-01$76.71/sh−1,920$147,283→ 50,604 total
Award
Common Stock
2021-06-01+5,267→ 66,993 total

Footnotes (8)

[F1]Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 28, 2021.
[F2]Represents the settlement of TSR performance share units originally granted on June 4, 2018.
[F3]Performance stock units convert into stock on a one-for-one basis.
[F4]Represents the settlement of AOI performance share units originally granted on June 4, 2018.
[F5]Restricted stock units convert into common stock on a one-for-one basis.
[F6]On June 4, 2018, the reporting person was granted 16,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
[F7]On June 3, 2019, the reporting person was granted 17,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.
[F8]On July 1, 2020, the reporting person was granted 26,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

NetApp, Inc.

CIK 0001002047

Entity typeother

Related Parties

1

filerCIK 0001333193

Filing Metadata

Form type: 4
Filed: Jun 2, 8:00 PM ET
Accepted: Jun 3, 7:35 PM ET
Size: 25.8 KB

View on SEC.gov