FAWCETT MATTHEW K 4

Accession 0001614094-21-000034

CIK 0001002047other

View on SEC.gov Company Profile

Filed

Jun 2, 8:00 PM ET

Accepted

Jun 3, 7:36 PM ET

Size

31.0 KB

Accession

0001614094-21-000034

Insider Transaction Report

Form 4

Period: 2021-05-28

NetApp, Inc.NTAP

FAWCETT MATTHEW K

Senior VP, General Counsel

Transactions

Exercise/Conversion
Restricted Stock Unit
2021-06-01−4,375→ 13,125 total
Exercise: $0.00From: 2021-06-01Exp: 2027-07-01→ Common Stock (4,375 underlying)
Exercise/Conversion
Common Stock
2021-06-01+3,000→ 60,515 total
Tax Payment
Common Stock
2021-06-01$76.71/sh−3,210$246,239→ 67,953 total
Tax Payment
Common Stock
2021-06-01$76.71/sh−1,563$119,898→ 57,515 total
Exercise/Conversion
Common Stock
2021-06-01+4,375→ 65,928 total
Award
Common Stock
2021-06-01+6,937→ 71,163 total
Other
Common Stock
2021-05-28$36.27/sh+585$21,218→ 54,078 total
Exercise/Conversion
Common Stock
2021-06-01+5,000→ 59,078 total
Exercise/Conversion
Common Stock
2021-06-01+2,875→ 62,452 total
Tax Payment
Common Stock
2021-06-01$76.71/sh−1,840$141,146→ 70,090 total
Tax Payment
Common Stock
2021-06-01$76.71/sh−938$71,954→ 59,577 total
Tax Payment
Common Stock
2021-06-01$76.71/sh−899$68,962→ 61,553 total
Tax Payment
Common Stock
2021-06-01$76.71/sh−1,702$130,560→ 64,226 total
Award
Common Stock
2021-06-01+3,977→ 71,930 total
Exercise/Conversion
Restricted Stock Unit
2021-06-01−5,000→ 0 total
Exercise: $0.00From: 2018-06-01Exp: 2024-06-01→ Common Stock (5,000 underlying)
Exercise/Conversion
Restricted Stock Unit
2021-06-01−3,000→ 3,000 total
Exercise: $0.00From: 2019-06-01Exp: 2025-06-01→ Common Stock (3,000 underlying)
Exercise/Conversion
Restricted Stock Unit
2021-06-01−2,875→ 5,750 total
Exercise: $0.00From: 2020-06-01Exp: 2026-06-03→ Common Stock (2,875 underlying)

Footnotes (10)

[F1]Shares purchased under the NetApp 1999 Employee Stock Purchase plan on May 28, 2021.
[F10]On July 1, 2020, the reporting person was granted 17,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2021 and subject to continued service on each applicable vesting date.
[F2]Includes 2,675 shares received under the broad-based dividend reinvestment plan.
[F3]Represents the settlement of TSR performance share units originally granted on June 4, 2018.
[F4]Performance stock units convert into stock on a one-for-one basis.
[F5]Represents the settlement of AOI performance share units originally granted on June 4, 2018.
[F6]Restricted stock units convert into common stock on a one-for-one basis.
[F7]On June 1, 2017, the reporting person was granted 20,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2018 and subject to continued service on each applicable vesting date.
[F8]On June 4, 2018, the reporting person was granted 12,000 restricted stock units, vesting in four equal annual installments beginning on June 1, 2019 and subject to continued service on each applicable vesting date.
[F9]On June 3, 2019, the reporting person was granted 11,500 restricted stock units, vesting in four equal annual installments beginning on June 1, 2020 and subject to continued service on each applicable vesting date.

Documents

1 file

4
edgardoc.xmlPrimary
PRIMARY DOCUMENT

Issuer

NetApp, Inc.

CIK 0001002047

→

Entity typeother

Related Parties

filerCIK 0001447874

Filing Metadata

Form type: 4
Filed: Jun 2, 8:00 PM ET
Accepted: Jun 3, 7:36 PM ET
Size: 31.0 KB

View on SEC.gov