Alpine 4 Technologies Ltd. 4
4 · Alpine 4 Technologies Ltd. · Filed Jan 20, 2017
Insider Transaction Report
Form 4
WINTERS II CHARLES W.
Director
Transactions
- Sale
CLASS A COMMON STOCK
2017-01-13$7.50/sh−100$750→ 709,700 total - Other
CLASS A COMMON STOCK
2016-02-05+709,800→ 709,800 total
Footnotes (1)
- [F1]THE ISSUER FILED A REGISTRATION STATEMENT ON FORM S-4 TO REGISTER THE ISSUANCE OF SHARES OF ITS CLASS A COMMON STOCK IN AN EXCHANGE TRANSACTION WITH THE SHAREHOLDERS OF AUTOTEK, INC., AN UNRELATED ENTITY, PURSUANT TO AN ASSET PURCHASE AND SHARE EXCHANGE AGREEMENT BETWEEN THE ISSUER AND AUTOTEK, INC., AND THE SHAREHOLDERS OF AUTOTEK, INC. MR. WINTERS RECEIVED 7,098,000 SHARES OF THE ISSUER'S CLASS A COMMON STOCK. SUBSEQUENTLY, ON NOVEMBER 1, 2016, THE ISSUER EFFECTUATED A REVERSE STOCK SPLIT OF ITS CLASS A COMMON STOCK AT A RATIO OF 1-FOR-10 SHARES. AS SUCH, MR. WINTERS OWNS 709,800 SHARES OF THE ISSUER'S CLASS A COMMON STOCK.