4//SEC Filing
Degen Larry Robert 4
Accession 0001615594-18-000002
CIK 0000815093other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 6:15 PM ET
Size
14.6 KB
Accession
0001615594-18-000002
Insider Transaction Report
Form 4
DEGEN LARRY
Interim CFO
Transactions
- Disposition to Issuer
Common Stock
2017-12-28$11.03/sh−2,332$25,722→ 0 total - Disposition to Issuer
Stock Option (Right-to-Buy)
2017-12-28$2.95/sh−10,000$29,500→ 0 totalExercise: $8.08→ Common Stock (10,000 underlying) - Disposition to Issuer
Stock Option (Right-to-Buy)
2017-12-28$4.27/sh−1,200$5,124→ 0 totalExercise: $6.76→ Common Stock (1,200 underlying) - Disposition to Issuer
Stock Option (Right-to-Buy)
2017-12-28$2.63/sh−2,500$6,575→ 0 totalExercise: $8.40→ Common Stock (2,500 underlying) - Disposition to Issuer
Employee Stock Purchase Plan Shares
2017-12-28$4.07/sh−96$391→ 0 totalExercise: $6.71→ Common Stock (96 underlying)
Footnotes (5)
- [F1]Reporting Person determined that he violated Section 16(b) in the rollover of 96 shares of stock issued effective June 30, 2017 under the MGC Diagnostics Corporation Employee Stock Purchase Plan. Reporting Person has paid the company $414.72 representing the entire amount of the Section 16(b) short-swing profit.
- [F2]This option vested fully on November 12, 2015 and was cancelled in connection with the merger agreement between the company, MGC Parent LLC and AC Breathe Merger Sub Inc. in exchange for a cash payout of $5,124.
- [F3]This option, which vested fully on October 31, 2017 was cancelled in connection with the merger agreement between company, MGC Parent LLC and AC Breathe Merger Sub Inc. in exchange for a cash payout of $6,575.
- [F4]This option, which provided for vesting on August 30, 2018 was cancelled in connection with the merger agreement between the company, MGC Parent LLC and AC Breathe Merger Sub Inc. in exchange for a cash payout of $29,500.
- [F5]The shares that would have been issued under the phase that began July 1, 2017 were cancelled in connection with the merger agreement between the company, MGC Parent LLC and AC Breathe Merger Sub Inc. in exchange for a cash payout of $860.34.
Documents
Issuer
MGC DIAGNOSTICS Corp
CIK 0000815093
Entity typeother
Related Parties
1- filerCIK 0001218539
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 6:15 PM ET
- Size
- 14.6 KB