Home/Filings/4/0001615774-14-000430
4//SEC Filing

Grilled Cheese Truck, Inc. 4

Accession 0001615774-14-000430

CIK 0001497647operating

Filed

Nov 30, 7:00 PM ET

Accepted

Dec 1, 4:10 PM ET

Size

10.6 KB

Accession

0001615774-14-000430

Insider Transaction Report

Form 4
Period: 2012-07-16
LEE ROBERT Y
DirectorExec. Chairman, Interim CEO
Transactions
  • Other

    Warrant to Purchase Common Stock

    2014-05-29+112,000112,000 total
    Exercise: $2.50From: 2014-06-04Exp: 2017-06-03Common Stock (112,000 underlying)
  • Other

    Common Stock, $0.001 par value per share

    2014-05-29+112,000112,000 total
  • Other

    Warrant to Purchase Common Stock

    2012-07-16+600,000600,000 total
    Exercise: $2.00From: 2012-07-16Exp: 2017-07-16Common Stock (600,000 underlying)
Footnotes (2)
  • [F1]On May 29, 2014, the Reporting Person and the Company entered into a letter agreement pursuant to which the Reporting Person agreed to convert certain debts owed by the Company to the Reporting Person in the aggregate amount of $140,000 into units of the Company, each unit consisting of one share of common stock and a warrant to purchase one share of common stock, at a conversion rate of $1.25 per unit. The units issued by the Company to the Reporting Person contained substantially the same terms and conditions of the Company's private placement that closed on May 29, 2014.
  • [F2]Trig Capital Group, LLC ("Trig"), of which the Reporting Person was one of three members, was issued a warrant (the "Trig Warrant") to purchase 1,800,000 shares of the Company's common stock as compensation for an advisory agreement between the Company and Trig Capital Group, LLC pursuant to which Trig provided the Company with foreign and domestic marketing services, management advice and support regarding operations, administrative services and assist with business development as required by the Company. The Trig Warrant was subsequently split into three separate warrants, each to purchase 600,000 shares of the Company's common stock and assigned to the three members.

Issuer

Grilled Cheese Truck, Inc.

CIK 0001497647

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0001497647

Filing Metadata

Form type
4
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 4:10 PM ET
Size
10.6 KB