B. Riley Financial, Inc. 4
4 · B. Riley Financial, Inc. · Filed May 12, 2015
Insider Transaction Report
Form 4
HILTON HUGH G
Director
Transactions
- Award
Common Stock
2015-05-09+5,000→ 16,953 total
Holdings
- 2,021(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on December 10, 2015, December 10, 2016 and December 10, 2017.
- [F2]The reporting person is Chief Executive Officer of Alvarez & Marsal Capital real Estate, LLC ("A&M"), and may be deemed to share voting and investment power over the securities held by A&M. The reporting person disclaims beneficial ownership over such securities except to the extent of this pecuniary interest therein. The inclusion of these securities in this report shall not be deemed an admission of beneficial owner ship of the reported securities for purposes of Section 16 or any other purposes.