4//SEC Filing
MYnd Analytics, Inc. 4
Accession 0001615774-16-007977
$EMMACIK 0000822370operating
Filed
Nov 1, 8:00 PM ET
Accepted
Nov 2, 9:05 PM ET
Size
6.5 KB
Accession
0001615774-16-007977
Insider Transaction Report
Form 4
Carpenter George C IV
DirectorChief Executive Officer
Transactions
- Award
Employee Stock Option (right to purchase)
2016-11-01+16,000→ 16,000 totalExercise: $6.00From: 2016-11-01Exp: 2026-09-22→ Common Stock (16,000 underlying)
Footnotes (3)
- [F1]The option grant was recommended by the compensation committee and approved by the board of directors of MYnd Analytics, Inc. (the "Registrant") on September 22, 2016, subject to stockholder approval of the Amended and Restated 2012 Omnibus Incentive Compensation Plan (the "Plan") under which the option was granted. The Registrant's stockholders approved the Plan on November 1, 2016.
- [F2]On September 22, 2016 the reporting person was granted an option to purchase 32,000 shares of common stock. The option vests in four equal installments based on the reporting person's satisfaction of certain performance criteria. The performance criteria for the first and second installments were met, resulting in the vesting of the option as to 16,000 shares.
- [F3]Securities are held in the name of George and Jill Carpenter.
Documents
Issuer
MYnd Analytics, Inc.
CIK 0000822370
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000822370
Filing Metadata
- Form type
- 4
- Filed
- Nov 1, 8:00 PM ET
- Accepted
- Nov 2, 9:05 PM ET
- Size
- 6.5 KB