4//SEC Filing
B. Riley Financial, Inc. 4
Accession 0001615774-16-008901
$RILYCIK 0001464790operating
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 7:58 PM ET
Size
5.9 KB
Accession
0001615774-16-008901
Insider Transaction Report
Form 4
Gumaer Andrew
DirectorChief Executive Officer10% Owner
Transactions
- Tax Payment
Common Stock
2016-12-10$16.90/sh−3,618$61,144→ 309,509 total
Holdings
- 336,000(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]Represents shares withheld by the Company and remitted on behalf of the Reporting Person for payment of taxes in connection with the vesting of shares from Restricted Stock Units granted on May 9, 2015.
- [F2]Held in the name of the following trust: Andrew & Dana Gumaer as Trustees for the Gumaer Living Trust. The reporting person disclaims beneficial ownership over such securities except to the extent of this pecuniary interest therein.
Documents
Issuer
B. Riley Financial, Inc.
CIK 0001464790
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001464790
Filing Metadata
- Form type
- 4
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 7:58 PM ET
- Size
- 5.9 KB