Home/Filings/4/0001615774-17-000010
4//SEC Filing

GlyEco, Inc. 4

Accession 0001615774-17-000010

CIK 0000931799operating

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 8:22 AM ET

Size

11.9 KB

Accession

0001615774-17-000010

Insider Transaction Report

Form 4
Period: 2016-12-27
Transactions
  • Purchase

    Common Stock Purchase Warrant

    2016-12-27+312,500312,500 total(indirect: By Trust)
    Exercise: $0.08From: 2016-12-27Exp: 2019-12-27Common Stock (312,500 underlying)
  • Purchase

    Common Stock Purchase Warrant

    2016-12-27+156,250156,250 total
    Exercise: $0.08From: 2016-12-27Exp: 2019-12-27Common Stock (156,250 underlying)
  • Purchase

    Common Stock Purchase Warrant

    2016-12-27+156,250156,250 total(indirect: By Trust)
    Exercise: $0.08From: 2016-12-27Exp: 2019-12-27Common Stock (156,250 underlying)
Footnotes (6)
  • [F1]These warrants were issued in connection with an issuance of 8% Senior Unsecured Promissory Notes and warrants to purchase common stock by the Issuer on December 27, 2016.
  • [F2]Held by a trust of which the reporting person's spouse is a beneficiary. The reporting person expressly disclaims beneficial ownership of all securities held by the trust.
  • [F3]Held by a trust of which the reporting person's sister is a beneficiary, and of which the reporting person is a trustee.
  • [F4]A Common Stock Purchase Warrant entitling the Reporting Person to acquire an aggregate of 156,250 shares of the Issuer's Common Stock at an exercise price of $.08 per share was acquired by the Reporting Person as additional consideration pursuant to the December 27, 2016 Securities Purchase Agreement between the Reporting Person and the Issuer. No monetary value was ascribed to the warrant.
  • [F5]A Common Stock Purchase Warrant entitling a trust affiliated with the Reporting Person to acquire an aggregate of 312,500 shares of the Issuer's Common Stock at an exercise price of $.08 per share was acquired by the Reporting Person as additional consideration pursuant to the December 27, 2016 Securities Purchase Agreement between the Reporting Person and the Issuer. No monetary value was ascribed to the warrant.
  • [F6]A Common Stock Purchase Warrant entitling the Reporting Person to acquire an aggregate of 156,250 shares of the Issuer's Common Stock at an exercise price of $.08 per share was acquired by the Reporting Person as additional consideration pursuant to the December 27, 2016 Securities Purchase Agreement between the Reporting Person and the Issuer. No monetary value was ascribed to the warrant.

Issuer

GlyEco, Inc.

CIK 0000931799

Entity typeoperating
IncorporatedNV

Related Parties

1
  • filerCIK 0000931799

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 8:22 AM ET
Size
11.9 KB