SECOND SIGHT MEDICAL PRODUCTS INC 5
5 · SECOND SIGHT MEDICAL PRODUCTS INC · Filed Feb 1, 2017
Insider Transaction Report
Form 5
Mendelsohn Aaron
Director
Transactions
- Gift
Common Stock
2016-09-26$3.25/sh−809,002$2,629,257→ 54,877 total
Holdings
- 0(indirect: Footnote)
Warrant
Exercise: $5.00From: 2013-02-23Exp: 2018-02-28→ Common Stock (21,684 underlying) - 0(indirect: Footnote)
Warrant
Exercise: $5.00From: 2012-07-31Exp: 2017-07-31→ Common Stock (50,548 underlying)
Footnotes (3)
- [F1]Mendelsohn Family Enterprises, LLC (MFE), a limited liability company that is 80% owned by Mr. Mendelsohn and 20% by Mr. Mendelsohn's two adult sons, transferred for no consideration 809,002 shares of the Company's common stock that it held of record, as a gift made in connection with estate planning, to Mendelsohn Investment Services LLC, a limited liability company wholly owned and managed by Mr. Mendelsohn's two adult sons.
- [F2]The closing price of Company's common stock on Nasdaq on the date of transfer.
- [F3]As previously reported on Form 3 filed with the Commission on November 19, 2014.