Home/Filings/4/0001615774-17-001104
4//SEC Filing

SECOND SIGHT MEDICAL PRODUCTS INC 4

Accession 0001615774-17-001104

$VANICIK 0001266806operating

Filed

Mar 15, 8:00 PM ET

Accepted

Mar 16, 5:42 PM ET

Size

12.7 KB

Accession

0001615774-17-001104

Insider Transaction Report

Form 4
Period: 2017-03-14
Transactions
  • Award

    Common Stock

    2017-03-14$1.47/sh+67,435$99,12978,354 total
  • Award

    Warrant to Purchase Common Stock

    2017-03-14+67,43567,435 total
    Exercise: $1.47From: 2017-03-14Exp: 2022-03-14Common Stock (67,435 underlying)
Holdings
  • Non-Qualified Stock Option (right to buy)

    Exercise: $7.00From: 2015-08-01Exp: 2024-08-01Common Stock (175,000 underlying)
    175,000
  • Non-Qualified Stock Option (right to buy)

    Exercise: $1.97From: 2018-01-03Exp: 2027-01-03Common Stock (181,980 underlying)
    181,980
  • Non-Qualified Stock Option (right to buy)

    Exercise: $13.09From: 2016-03-25Exp: 2025-03-25Common Stock (12,907 underlying)
    12,907
  • Non-Qualified Stock Option (right to buy)

    Exercise: $4.10From: 2017-01-21Exp: 2026-01-21Common Stock (38,225 underlying)
    38,225
Footnotes (3)
  • [F1]Common stock and warrants reported on this Form 4 pursuant to an exercise of subscription rights previously distributed by the Company to all holders of the Company's common stock. Each stockholder received a right to invest $0.47 for every share held of record on February 10, 2017, the record date, to purchase units consisting of one share of common stock and one warrant to purchase one share of common stock. The final allocation numbers of units were distributed on March 14, 2017.
  • [F2]Options vest over a four year term of which one-fourth vests on the Date Exercisable, with the remaining options vesting quarterly over three years thereafter.
  • [F3]Options vest in 4 yearly increments starting with the Date Exercisable

Issuer

SECOND SIGHT MEDICAL PRODUCTS INC

CIK 0001266806

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001266806

Filing Metadata

Form type
4
Filed
Mar 15, 8:00 PM ET
Accepted
Mar 16, 5:42 PM ET
Size
12.7 KB