SECOND SIGHT MEDICAL PRODUCTS INC 4

4 · SECOND SIGHT MEDICAL PRODUCTS INC · Filed May 23, 2017

Form 4

Period: 2017-05-19

CFO

Transactions

Purchase
Warrant to Purchase Common Stock
2017-05-19$0.35/sh+3,000$1,050→ 70,435 total
Exercise: $1.47From: 2017-03-14Exp: 2022-03-14→ Common Stock (3,000 underlying)
Purchase
Warrant to Purchase Common Stock
2017-05-22$0.36/sh+5,200$1,872→ 75,635 total
Exercise: $1.47From: 2017-03-14Exp: 2022-03-14→ Common Stock (5,200 underlying)
Purchase
Warrant to Purchase Common Stock
2017-05-22$0.37/sh+5,000$1,850→ 80,635 total
Exercise: $1.47From: 2017-03-14Exp: 2022-03-14→ Common Stock (5,000 underlying)
Purchase
Warrant to Purchase Common Stock
2017-05-22$0.36/sh+5,500$2,008→ 86,135 total
Exercise: $1.47From: 2017-03-14Exp: 2022-03-14→ Common Stock (5,500 underlying)

Holdings

Common Stock
78,354
Non-qualified Stock Option (right to buy)
Exercise: $1.97From: 2018-01-03Exp: 2027-01-03→ Common Stock (181,980 underlying)
181,980
Non-qualified Stock Option (right to buy)
Exercise: $4.10From: 2017-01-21Exp: 2026-01-21→ Common Stock (38,225 underlying)
38,225
Non-qualified Stock Option (right to buy)
Exercise: $7.00From: 2015-08-01Exp: 2024-08-01→ Common Stock (175,000 underlying)
175,000
Non-qualified Stock Option (right to buy)
Exercise: $13.09From: 2016-03-25Exp: 2025-03-25→ Common Stock (12,907 underlying)
12,907

Footnotes (3)

[F1]Previously reported.
[F2]Options vest over a four year term of which one-fourth vests on the Date Exercisable, with the remaining options vesting quarterly over three years thereafter.
[F3]Options vest in 4 yearly increments starting with the Date Exercisable.

Documents

1 file