|4Jul 18, 8:57 PM ET

Carpenter George C IV 4

4 · MYnd Analytics, Inc. · Filed Jul 18, 2017

Insider Transaction Report

Form 4
Period: 2016-11-07
Carpenter George C IV
DirectorChief Executive Officer
Transactions
  • Award

    Employee Stock Option (right to purchase)

    2016-11-07+8,00024,000 total
    Exercise: $6.00From: 2016-11-07Exp: 2026-09-22Common Stock (8,000 underlying)
Footnotes (2)
  • [F1]On September 22, 2016, the reporting person was granted an option to purchase 32,000 shares of common stock. The option vests in four equal installments based on the reporting person's satisfaction of certain performance criteria. As previously reported, the performance criteria for the first and second installments were met, resulting in the vesting of the option as to 16,000 shares. On November 7, 2016, the performance criterion for the third installment was met, resulting in the vesting of the option as to 8,000 shares.
  • [F2]Securities are held in the name of George and Jill Carpenter.

Documents

1 file
  • 4
    s106849_form4.xmlPrimary

    4