4//SEC Filing
Nussbaum Scott P 4
Accession 0001615774-17-003729
CIK 0000931799other
Filed
Jul 18, 8:00 PM ET
Accepted
Jul 19, 9:42 PM ET
Size
11.3 KB
Accession
0001615774-17-003729
Insider Transaction Report
Form 4
GlyEco, Inc.GLYE
Nussbaum Scott P
Director
Transactions
- Exercise of In-Money
Common Stock
2017-07-17$0.08/sh+156,250$12,500→ 2,966,478 total - Award
Restricted Stock Grant
2016-12-02+1,100,000→ 1,100,000 total→ Common Stock (1,100,000 underlying) - Award
Common Stock
2017-07-19$0.10/sh+117,346$11,500→ 2,810,228 total - Exercise of In-Money
Common Stock
2017-07-17$0.08/sh+156,250$12,500→ 1,096,250 total(indirect: By Trust)
Footnotes (7)
- [F1]Shares granted under the Company's Director Compensation Plan for the fiscal quarter ended June 30, 2017.
- [F2]Shares priced as of the close on April 3, 2017.
- [F3]Shares acquired through the exercise of warrants on July 17, 2017, which warrants were acquired in a private placement on December 27, 2016.
- [F4]Shares held by the Mara Nussbaum 2011 Grantor Trust, of which the reporting person's sister is a beneficiary, and of which the reporting person is the trustee.
- [F5]The Restricted Stock Grant represents a contingent right to receive 1,100,000 shares of Issuer common stock.
- [F6]The Restricted Stock Grant was granted in connection with the reporting person joining the Issuer as a director on December 2, 2016, and vests upon the Issuer's common stock achieving a 30-day volume-weighted average price of $0.20.
- [F7]The report reflects an updated amount of derivative securities held by the reporting person.
Documents
Issuer
GlyEco, Inc.
CIK 0000931799
Entity typeother
Related Parties
1- filerCIK 0001691790
Filing Metadata
- Form type
- 4
- Filed
- Jul 18, 8:00 PM ET
- Accepted
- Jul 19, 9:42 PM ET
- Size
- 11.3 KB