GlyEco, Inc.|4Oct 10, 7:19 PM ET

GEIB RICHARD S 4

4 · GlyEco, Inc. · Filed Oct 10, 2017

Insider Transaction Report

Form 4

Period: 2011-06-27

GlyEco, Inc.GLYE

GEIB RICHARD S

Chief Technical Officer

Transactions

Award
Common Stock
2016-12-27$0.08/sh+2,812,500$225,000→ 2,944,900 total
Award
Common Stock
2016-12-27$0.08/sh+2,812,500$225,000→ 2,812,500 total(indirect: By Spouse)
Other
Options with right to buy
2014-09-20−25,000→ 25,000 total
Exercise: $1.00→ Common Stock (25,000 underlying)
Other
Options with right to buy
2015-09-20−25,000→ 0 total
Exercise: $1.00→ Common Stock (25,000 underlying)
Other
Common Stock Purchase Warrant
2014-08-04−1,350,000→ 0 total
Exercise: $0.73Exp: 2017-08-04→ Common Stock (1,350,000 underlying)
Other
Common Stock Purchase Warrant
2016-05-03−100,000→ 0 total
Exercise: $0.50Exp: 2016-05-03→ Common Stock (337,500 underlying)
Other
Options with right to buy
2011-06-27−60,000→ 0 total
Exercise: $1.00→ Common Stock (60,000 underlying)
Other
Common Stock Purchase Warrant
2012-05-03−100,000→ 0 total
Exercise: $0.50Exp: 2017-05-03→ Common Stock (100,000 underlying)
Award
Restricted Stock Grant
2016-12-02+1,000,000→ 1,000,000 total
→ Common Stock (1,000,000 underlying)
Other
Options with right to buy
2011-10-25−82,500→ 0 total
Exercise: $0.50→ Common Stock (82,500 underlying)
Other
Common Stock Purchase Warrant
2014-12-31−337,500→ 0 total
Exercise: $0.73→ Common Stock (337,500 underlying)
Other
Options with right to buy
2013-09-20−50,000→ 50,000 total
Exercise: $1.00→ Common Stock (50,000 underlying)
Other
Common Stock Purchase Warrant
2011-06-27−40,000→ 337,500 total
Exercise: $1.00→ Common Stock (40,000 underlying)

Footnotes (8)

[F1]Shares acquired in connection with the Issuer's acquisition of WEBA Technology Corp. and Recovery Solutions & Technologies on December 27, 2016.
[F2]Shares held by the reporting person's wife.
[F3]The Restricted Stock Grant represents a contingent right to receive 1,000,000 shares of Issuer Common Stock.
[F4]The Restricted Stock Grant was granted in connection with the reporting person re-joining the Issuer on December 28, 2016, and vests upon the Issuer's common stock achieving a 30-day volume-weighted average price of $0.20.
[F5]Options with right to buy forfeited upon the reporting person's prior departure from the Issuer on January 31, 2016.
[F6]Common Stock Purchase Warrants forfeited in connection with the reporting person's prior departure from the Issuer on January 31, 2016.
[F7]Unexercised Common Stock Purchase Warrant expired.
[F8]The report reflects updated amounts of derivative securities held by the reporting person.

Documents

1 file

4
s107707_form4.xmlPrimary
OWNERSHIP DOCUMENT