4//SEC Filing
Kovalik Edward 4
Accession 0001615774-17-006539
CIK 0001659122other
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 4:37 PM ET
Size
11.7 KB
Accession
0001615774-17-006539
Insider Transaction Report
Form 4
Kovalik Edward
DirectorPRESIDENT10% Owner
Transactions
- Other
Class A Common Stock
2017-11-08−1,431,291→ 1,340,621 total(indirect: See footnote) - Other
Warrants
2017-11-08−4,994,603→ 2,118,547 total(indirect: See footnote)Exercise: $11.50→ Class A Common Stock (4,994,603 underlying) - Other
8% Series A Cumulative Perpetual Preferred Stock
2017-11-08−1,293→ 984 total(indirect: See footnote)→ Class A Common Stock (1,293 underlying)
Holdings
- 17,611
Class A Common Stock
Footnotes (6)
- [F1]In accordance with the Second Amended and Restated Limited Liability Company Agreement of KLR Energy Sponsor, LLC ("Sponsor"), Sponsor made a pro-rata, in-kind distribution of 1,845,892 shares of Class A common stock, 7,113,150 warrants and 2,277 shares of the 8% Series A Cumulative Perpetual Preferred Stock (the "Series A Preferred Stock") to its members.
- [F2]KLR Group Investments, LLC ("KLR Investments") is a member of Sponsor and received 414,601 shares of Class A Common Stock, 2,118,547 warrants and 984 shares of the Series A Preferred Stock in the distribution.
- [F3]KLR Investments is the managing member of Sponsor. Mr. Kovalik is the managing member of KLR Group Holdings, LLC, which owns 100% of KLR Investments.
- [F4]The warrants became exercisable for Class A Common Stock on May 27, 2017 and will expire on April 27, 2022.
- [F5]The Series A Preferred Stock is convertible into Class A Common Stock at any time.
- [F6]Each share of Series A Preferred Stock is convertible into 86.9565 shares of Class A Common Stock and has no expiration.
Documents
Issuer
Rosehill Resources Inc.
CIK 0001659122
Entity typeother
Related Parties
1- filerCIK 0001606277
Filing Metadata
- Form type
- 4
- Filed
- Nov 12, 7:00 PM ET
- Accepted
- Nov 13, 4:37 PM ET
- Size
- 11.7 KB