4//SEC Filing
Sakhai David 4
Accession 0001615774-17-007027
CIK 0001499912other
Filed
Nov 28, 7:00 PM ET
Accepted
Nov 29, 4:16 PM ET
Size
9.3 KB
Accession
0001615774-17-007027
Insider Transaction Report
Form 4
Sakhai David
DirectorSee remarks
Transactions
- Conversion
Units of Global Brokerage Holdings LLC
2017-11-27−365,636→ 0 total→ Class A Common Stock (365,636 underlying) - Conversion
Class A Common Stock
2017-11-27+365,636→ 403,793 total(indirect: By Trust) - Sale
Class A Common Stock
2017-11-28$0.49/sh−20,000$9,900→ 383,793 total(indirect: By Trust)
Footnotes (2)
- [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of Global Brokerage Holdings LLC are exchangeable for shares of Class A common stock of Global Brokeage, Inc. on a one-for-one basis.
- [F2]A portion of these securities are (i) held by trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family.
Documents
Issuer
Global Brokerage, Inc.
CIK 0001499912
Entity typeother
Related Parties
1- filerCIK 0001504921
Filing Metadata
- Form type
- 4
- Filed
- Nov 28, 7:00 PM ET
- Accepted
- Nov 29, 4:16 PM ET
- Size
- 9.3 KB