Sakhai David 4
4 · Global Brokerage, Inc. · Filed Nov 29, 2017
Insider Transaction Report
Form 4
Sakhai David
DirectorSee remarks
Transactions
- Conversion
Units of Global Brokerage Holdings LLC
2017-11-27−365,636→ 0 total→ Class A Common Stock (365,636 underlying) - Conversion
Class A Common Stock
2017-11-27+365,636→ 403,793 total(indirect: By Trust) - Sale
Class A Common Stock
2017-11-28$0.49/sh−20,000$9,900→ 383,793 total(indirect: By Trust)
Footnotes (2)
- [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of Global Brokerage Holdings LLC are exchangeable for shares of Class A common stock of Global Brokeage, Inc. on a one-for-one basis.
- [F2]A portion of these securities are (i) held by trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee, and (ii) by members of the Reporting Person's family.