4//SEC Filing
Niv Dror 4
Accession 0001615774-17-007029
CIK 0001499912other
Filed
Nov 28, 7:00 PM ET
Accepted
Nov 29, 4:17 PM ET
Size
7.7 KB
Accession
0001615774-17-007029
Insider Transaction Report
Form 4
Niv Dror
DirectorSee remarks
Transactions
- Conversion
Class A Common Stock
2017-11-27+768,047→ 842,489 total(indirect: By Trust) - Conversion
Units of Global Brokerage Holdings LLC
2017-11-27−768,047→ 0 total→ Class A Common Stock (768,047 underlying)
Footnotes (2)
- [F1]Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of Global Brokerage Holdings LLC are exchangeable for shares of Class A common stock of Global Brokerage, Inc. on a one-for-one basis.
- [F2]A portion of these securities are (i) held by a trust, for the benefit of Mr. Niv's family, for which Mr. Niv's wife serves as investment adviser, and (ii) held by trusts, over which the Reporting Person exercises investment control. Mr. Niv disclaims beneficial ownership over the securities held by these trusts except to the extent of his pecuniary interest therein.
Documents
Issuer
Global Brokerage, Inc.
CIK 0001499912
Entity typeother
Related Parties
1- filerCIK 0001504927
Filing Metadata
- Form type
- 4
- Filed
- Nov 28, 7:00 PM ET
- Accepted
- Nov 29, 4:17 PM ET
- Size
- 7.7 KB