4//SEC Filing
Niv Dror 4
Accession 0001615774-17-007105
CIK 0001499912other
Filed
Dec 3, 7:00 PM ET
Accepted
Dec 4, 4:15 PM ET
Size
6.0 KB
Accession
0001615774-17-007105
Insider Transaction Report
Form 4
Niv Dror
DirectorSee remarks
Transactions
- Sale
Class A Common Stock
2017-11-30$0.56/sh−18,750$10,406→ 848,739 total(indirect: By Trust)
Footnotes (3)
- [F1]Such sales were made by (i) trusts for the benefit of the Reporting Person's family, for which the Reporting Person's family member(s) serve as trustee.
- [F2]This price is an average price. These shares were sold in multiple transactions at prices ranging from $0.55 to $0.5601, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]A portion of these securities are (i) held by a trusts, for the benefit of the Reporting Person's family, for which the Reporting Person's family members serve as investment advisers and trustees, and (ii) held by trusts, over which the Reporting Person exercises investment control. The Reporting Person disclaims beneficial ownership over the securities held by these trusts except to the extent of his pecuniary interest therein.
Documents
Issuer
Global Brokerage, Inc.
CIK 0001499912
Entity typeother
Related Parties
1- filerCIK 0001504927
Filing Metadata
- Form type
- 4
- Filed
- Dec 3, 7:00 PM ET
- Accepted
- Dec 4, 4:15 PM ET
- Size
- 6.0 KB