Guse Kyle 4
4 · ATOSSA GENETICS INC · Filed May 31, 2018
Insider Transaction Report
Form 4
Guse Kyle
CFO & General Counsel
Transactions
- Purchase
Warrants
2018-05-30$1000.00/sh+2,272$2,272,000→ 2,272 totalExercise: $4.05From: 2018-05-30Exp: 2022-05-30→ Common Stock (2,272 underlying) - Purchase
Series B Convertible Preferred Stock
2018-05-30$1000.00/sh+8$8,000→ 8 totalExercise: $3.52From: 2018-05-30→ Common Stock (2,273 underlying)
Footnotes (4)
- [F1]Each share of Series B Convertible Preferred Stock is convertible into the number of shares of Common Stock equal to the stated value of $1,000 divided by $3.52.
- [F2]Shares of Series B Convertible Preferred Stock do not expire.
- [F3]No fractional shares will be issued upon conversion. At its election, the Company will either issue a cash adjustment or round up to the next whole share. The number reflected here assumes rounding up to the next whole share.
- [F4]Shares of Series B Convertible Preferred Stock and Warrants were issued as part of a unit, with each unit consisting of one share of Series B Convertible Preferred Stock and 284 Warrants.