Gumaer Andrew 4
4 · B. Riley Financial, Inc. · Filed Jun 15, 2018
Insider Transaction Report
Form 4
Gumaer Andrew
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2018-06-13+20,000→ 339,708 total
Holdings
- 336,000(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]Represents a restricted stock unit that settles in common stock of the Company and vests in three equal installments on May 24, 2019, May 22, 2020 and May 24, 2021.
- [F2]Held in the name of the following trust: Andrew & Dana Gumaer as Trustees for the Gumaer Living Trust. The reporting person disclaims beneficial ownership over such securities except to the extent of this pecuniary interest therein.