Gumaer Andrew 4
4 · B. Riley Financial, Inc. · Filed Aug 24, 2018
Insider Transaction Report
Form 4
Gumaer Andrew
DirectorChief Executive Officer10% Owner
Transactions
- Other
Common Stock
2018-08-22$22.20/sh−9,716$215,695→ 329,992 total
Holdings
- 336,000(indirect: See Footnote)
Common Stock
Footnotes (2)
- [F1]Forfeiture of shares pursuant to that certain Escrow Agreement, dated as of July 31, 2009, entered into in connection with the acquisition of B. Riley Financial, Inc. (f/k/a Great American Group, Inc.)
- [F2]Held in the name of the following trust: Andrew & Dana Gumaer as Trustees for the Gumaer Living Trust. The reporting person disclaims beneficial ownership over such securities except to the extent of this pecuniary interest therein.