VIVO VENTURES VII, LLC 4
4 · AIRXPANDERS INC · Filed Aug 31, 2018
Insider Transaction Report
Form 4
VIVO VENTURES VII, LLC
10% Owner
Transactions
- Purchase
Common Stock
2018-08-30$0.17/sh+19,712,492$3,295,929→ 36,195,409 total(indirect: By Vivo Ventures Fund VII, L.P.) - Purchase
Common Stock
2018-08-30$0.17/sh+429,631$71,834→ 788,873 total(indirect: By Vivo Ventures VII Affiliates Fund, L.P.)
Footnotes (2)
- [F1]Vivo Ventures VII, LLC is the general partner of each of Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P., the record holder of the securities, and disclaims beneficial ownership over such securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
- [F2]In addition, Albert Cha, Frank Kung, Edgar Engleman, Chen Yu and Shan Fu are managing members of Vivo Ventures VII, LLC and may be deemed to share voting and dispositive power over the securities held by Vivo Ventures Fund VII, L.P. and Vivo Ventures VII Affiliates Fund, L.P. Each of these individuals disclaims beneficial ownership over such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.