Earnings Feed
Start Free
Home/Filings/3/0001615774-18-013257
3//SEC Filing

NHC Holdings, LLC 3

Accession 0001615774-18-013257

CIK 0001023844other
View on SEC.govCompany Profile

Filed

Nov 25, 7:00 PM ET

Accepted

Nov 26, 4:26 PM ET

Size

7.3 KB

Accession

0001615774-18-013257

Insider Transaction Report

Form 3
Period: 2018-11-16
NATIONAL HOLDINGS CORPNHLD
B. Riley Financial, Inc.
Other
Holdings

  • Common Stock

    3,010,054

  • Common Stock

    (indirect: See notes)
    3,010,054
NHC Holdings, LLC
10% Owner
Holdings

  • Common Stock

    (indirect: See notes)
    3,010,054

  • Common Stock

    3,010,054
Footnotes (2)
  • [F1]In addition to NHC Holdings, LLC ("NHC"), this Form 3 is being filed jointly with B. Riley Financial, Inc. ("B. Riley" and together with NHC, the "Filing Persons"). Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Common Stock, par value $0.02 per share ("Common Stock"), of National Holdings Corporation, a Delaware corporation, reported herein except to the extent of its pecuniary interest therein.
  • [F2]NHC is a wholly-owned subsidiary of B. Riley. As a result, each of NHC and B. Riley may be deemed to beneficially own the shares of Common Stock owned directly by NHC.

Documents

1 file

Issuer

NATIONAL HOLDINGS CORP

CIK 0001023844

→
Entity typeother
IncorporatedDE

Related Parties

1
  • filerCIK 0001759790

Filing Metadata

Form type
3
Filed
Nov 25, 7:00 PM ET
Accepted
Nov 26, 4:26 PM ET
Size
7.3 KB
View on SEC.gov