NHC Holdings, LLC 3
3 · NATIONAL HOLDINGS CORP · Filed Nov 26, 2018
Insider Transaction Report
Form 3
NHC Holdings, LLC
10% Owner
Holdings
- 3,010,054
Common Stock
Footnotes (2)
- [F1]In addition to NHC Holdings, LLC ("NHC"), this Form 3 is being filed jointly with B. Riley Financial, Inc. ("B. Riley" and together with NHC, the "Filing Persons"). Each of the Filing Persons disclaims beneficial ownership of the outstanding shares of Common Stock, par value $0.02 per share ("Common Stock"), of National Holdings Corporation, a Delaware corporation, reported herein except to the extent of its pecuniary interest therein.
- [F2]NHC is a wholly-owned subsidiary of B. Riley. As a result, each of NHC and B. Riley may be deemed to beneficially own the shares of Common Stock owned directly by NHC.