B. Riley Principal Sponsor Co., LLC 4
4 · B. Riley Principal Merger Corp. · Filed Apr 12, 2019
Insider Transaction Report
Form 4
B. Riley Principal Sponsor Co., LLC
10% Owner
Transactions
- Other
Class A Common Stock
2019-04-12$10.00/sh+37,500$375,000→ 462,500 total(indirect: See footnote.)
Footnotes (2)
- [F1]The reported shares of Class A Common Stock are within 37,500 of the Issuer's Private Placement Units, as described under the heading "Description of Securities " in the Issuer's registration statement on Form S-1 (File No. 333- 230286), purchased by the Reporting Persons for $10.00 per Private Placement Unit in connection with the exercise by the underwriters of their over-allotment option in full.
- [F2]B. Riley Financial, Inc. ("BRF") is the sole member of the managing member of B. Riley Principal Sponsor Co., LLC (the "Sponsor") and has voting and dispositive power over the securities held by the Sponsor. BRF disclaims beneficial ownership over any securities directly held by the Sponsor other than to the extent of any pecuniary interest it may have therein, directly or indirectly.