|4Mar 7, 4:22 PM ET

Cooke William 4

4 · Unique Fabricating, Inc. · Filed Mar 7, 2022

Insider Transaction Report

Form 4
Period: 2022-03-04
Transactions
  • Other

    Warrant to Buy Common Stock

    2022-03-04+15,63223,132 total
    Exercise: $3.12From: 2021-09-21Exp: 2026-09-21Warrant to Buy Common Stock (15,632 underlying)
Holdings
  • Common Stock, $0.001 par value.

    54,042
Footnotes (1)
  • [F1]Mr. Cooke received the warrants as part of a distribution, on March 4, 2022, by Taglich Brothers, Inc. of warrants to purchase an aggregate of 156,320 shares of common stock previously issued to it in September 2021 as placement agent for a private placement of common stock by the Company. The distribution by Taglich, for which it did not receive any payment, was to individuals associated with Taglich.

Documents

1 file
  • 4
    wf-form4_164668814077722.xmlPrimary

    FORM 4