Inovalon Holdings, Inc. 4
4 · Inovalon Holdings, Inc. · Filed Nov 14, 2016
Insider Transaction Report
Form 4
KLOSTER THOMAS R
Chief Financial Officer
Transactions
- Conversion
Class A Common Stock
2016-11-10+1,540→ 10,050 total - Sale
Class A Common Stock
2016-11-10$15.40/sh−1,540$23,716→ 8,510 total - Conversion
Class A Common Stock
2016-11-11+108,359→ 116,869 total - Sale
Class A Common Stock
2016-11-11$15.54/sh−108,359$1,683,433→ 8,510 total - Exercise of In-Money
Employee Stock Option (right to buy)
2016-11-10−1,540→ 287,955 totalExercise: $7.50From: 2014-05-14Exp: 2024-05-13→ Class B Common Stock (1,540 underlying) - Conversion
Class B Common Stock
2016-11-10+1,540→ 1,540 total→ Class A Common Stock (1,540 underlying) - Conversion
Class B Common Stock
2016-11-10−1,540→ 0 total→ Class A Common Stock (1,540 underlying) - Exercise of In-Money
Employee Stock Option (right to buy)
2016-11-11−108,359→ 179,596 totalExercise: $7.50From: 2014-05-14Exp: 2024-05-13→ Class B Common Stock (108,359 underlying) - Conversion
Class B Common Stock
2016-11-11+108,359→ 108,359 total→ Class A Common Stock (108,359 underlying) - Conversion
Class B Common Stock
2016-11-11−108,359→ 0 total→ Class A Common Stock (108,359 underlying)
Footnotes (2)
- [F1]The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.30 to 15.80, inclusive. The reporting person undertakes to provide to Inovalon Holdings, Inc., any security holder of Inovalon Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 2 to this Form 4.