4//SEC Filing
Inovalon Holdings, Inc. 4
Accession 0001619954-17-000023
CIK 0001619954operating
Filed
May 8, 8:00 PM ET
Accepted
May 9, 3:00 PM ET
Size
29.0 KB
Accession
0001619954-17-000023
Insider Transaction Report
Form 4
Rostock Joseph R
Chief Technology Officer
Transactions
- Conversion
Class B Common Stock
2017-05-05−10,178→ 0 total→ Class A Common Stock (10,178 underlying) - Exercise of In-Money
Employee Stock Option
2017-05-08−6,364→ 24,813 totalExercise: $7.50From: 2015-05-14Exp: 2024-05-13→ Class B Common Stock (6,364 underlying) - Conversion
Class B Common Stock
2017-05-05+10,178→ 10,178 total→ Class A Common Stock (10,178 underlying) - Conversion
Class A Common Stock
2017-05-08+6,364→ 74,983 total - Exercise of In-Money
Employee Stock Option (right to buy)
2017-05-05−139,341→ 92,894 totalExercise: $6.68From: 2014-06-30Exp: 2023-06-29→ Class B Common Stock (139,341 underlying) - Conversion
Class B Common Stock
2017-05-05+139,341→ 139,341 total→ Class A Common Stock (139,341 underlying) - Exercise of In-Money
Employee Stock Option (right to buy)
2017-05-05−10,178→ 31,177 totalExercise: $7.50From: 2015-05-14Exp: 2024-05-13→ Class B Common Stock (10,178 underlying) - Sale
Class A Common Stock
2017-05-05$13.06/sh−103,205$1,348,157→ 68,619 total - Conversion
Class B Common Stock
2017-05-05−139,341→ 0 total→ Class A Common Stock (139,341 underlying) - Conversion
Class B Common Stock
2017-05-08+6,364→ 6,364 total→ Class A Common Stock (6,364 underlying) - Conversion
Class A Common Stock
2017-05-05+149,519→ 171,824 total - Sale
Class A Common Stock
2017-05-08$13.91/sh−1,444$20,083→ 73,539 total - Conversion
Class B Common Stock
2017-05-08−6,364→ 0 total→ Class A Common Stock (6,364 underlying)
Footnotes (3)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.00 to $13.25, inclusive. The reporting person undertakes to provide to Inovalon Holdings, Inc., any security holder of Inovalon Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 to this Form 4.
- [F2]The Class B Common Stock is convertible into the issuer's Class A Common Stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares, and has no expiration date.
- [F3]Class B Common Stock has a price of $0.00.
Documents
Issuer
Inovalon Holdings, Inc.
CIK 0001619954
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001619954
Filing Metadata
- Form type
- 4
- Filed
- May 8, 8:00 PM ET
- Accepted
- May 9, 3:00 PM ET
- Size
- 29.0 KB