ConnectOne Bancorp, Inc.·4

Jun 3, 11:05 AM ET

Boswell Stephen T. 4

4 · ConnectOne Bancorp, Inc. · Filed Jun 3, 2026

Research Summary

AI-generated summary of this filing

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ConnectOne (CNOB) Director Stephen Boswell Receives Restricted Stock

What Happened
Stephen T. Boswell, a director of ConnectOne Bancorp, received a grant of 2,528 restricted shares on June 1, 2026 (Transaction code: A). The reported acquisition price was $0.00 (total reported value $0) because these are a restricted stock award subject to forfeiture and not an open‑market purchase. Per the filing, the award vests in full on May 1, 2027.

Key Details

  • Transaction date: 2026-06-01 (Form 4 filed 2026-06-03). No indication in the filing that it was late.
  • Transaction type/code: A (grant/award of restricted stock).
  • Shares awarded: 2,528; reported price per share: $0.00; reported total value: $0.
  • Vesting: Vesting in full on May 1, 2027 (footnote F1).
  • Ownership detail: The filing notes certain shares are held in an irrevocable trust for the benefit of his spouse and descendants (footnote F4).
  • The filing also includes other footnotes referencing shares acquired through the company’s Dividend Reinvestment & Optional Cash Purchase Plan (F2, F3) elsewhere in the filing.

Context
Restricted stock awards are a form of compensation for directors and employees; they are not open‑market purchases and typically cannot be sold until they vest (here, May 1, 2027). Such grants are routine corporate compensation and do not by themselves indicate a director buying or selling shares for investment reasons.

Insider Transaction Report

Form 4
Period: 2026-06-01
Transactions
  • Award

    Common Stock

    [F1][F2]
    2026-06-01+2,52881,262.436 total
Holdings
  • Common Stock

    [F3][F4]
    (indirect: See Footnote 4)
    274,408.358
Footnotes (4)
  • [F1]Represents a grant of restricted stock subject to forfeiture, vesting in full on May 1, 2027.
  • [F2]Also includes 1,059.981 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
  • [F3]Also includes 5,641.63 Shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
  • [F4]Held by an irrevocable trust for benefit of his spouse and descendants (of which the reporting person's spouse, adult daughter and unrelated third person are trustees).
Signature
/s/ Laura Criscione, POA|2026-06-03

Documents

1 file
  • 4
    primary_doc.xmlPrimary

    PRIMARY DOCUMENT