4//SEC Filing
Shake Shack Inc. 4
Accession 0001620533-16-000303
$SHAKCIK 0001620533operating
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 5:03 PM ET
Size
9.5 KB
Accession
0001620533-16-000303
Insider Transaction Report
Form 4
Shake Shack Inc.SHAK
VIVIAN ROBERT T
Director10% Owner
Transactions
- Conversion
CLASS A COMMON STOCK
2016-12-14+7,500→ 27,500 total - Other
CLASS B COMMON STOCK
2016-12-14−7,500→ 50,851 total - Conversion
Common Membership Interests
2016-12-14−7,500→ 50,851 total→ CLASS A COMMON STOCK (7,500 underlying)
Footnotes (6)
- [F1]Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon redemption of an equal number of common membership interests in SSE Holdings, LLC (the "LLC Interests"). The LLC Interests are redeemable for an equal number of shares of Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares.
- [F2]Represents Class A Stock of the Issuer held by the Reporting Person.
- [F3]Pursuant to the Amended and Restated Certificate of Incorporation of the Issuer, the shares of the Issuer's Class B Common Stock ("Class B Stock") are cancelled for no consideration on a one-for-one basis upon redemption of the LLC Interests for shares of Class A Stock.
- [F4]Represents shares of Class B Stock held by the Reporting Person.
- [F5]The LLC Interests are redeemable for an equal number of shares of the Issuer's Class A Stock or, at the election of the Issuer, cash equal to the volume-weighted average market price of such shares. The LLC Interests have no expiration date.
- [F6]Represents LLC Interests held by the Reporting Person.
Documents
Issuer
Shake Shack Inc.
CIK 0001620533
Entity typeoperating
Related Parties
1- filerCIK 0001620533
Filing Metadata
- Form type
- 4
- Filed
- Dec 15, 7:00 PM ET
- Accepted
- Dec 16, 5:03 PM ET
- Size
- 9.5 KB