Shake Shack Inc. 4

4 · Shake Shack Inc. · Filed May 11, 2017

Form 4

Period: 2017-05-09

VP, People Resources

Transactions

Sale
CLASS A COMMON STOCK
2017-05-09$36.68/sh−10,000$366,777→ 18,134 total
Exercise/Conversion
Stock Option (Right to Buy)
2017-05-09−10,000→ 96,000 total
Exercise: $21.00Exp: 2025-01-29→ CLASS A COMMON STOCK (10,000 underlying)
Exercise/Conversion
CLASS A COMMON STOCK
2017-05-09$21.00/sh+10,000$210,000→ 28,134 total
Sale
CLASS A COMMON STOCK
2017-05-09$36.75/sh−719$26,424→ 17,415 total

Footnotes (6)

[F1]Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 10,000 shares of Class A Stock.
[F2]Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of the Reporting Person's option to purchase 10,000 shares of Class A Stock.
[F3]The transaction was executed in multiple trades at prices ranging from $36.6450 to $36.7200. The price reported above reflects the weighted average sales price.
[F4]The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
[F5]The transaction was executed in multiple trades at prices ranging from $36.7300 to $36.7600. The price reported above reflects the weighted average sales price.
[F6]An option to purchase 106,000 shares of Class A Stock of the Issuer at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21, 200 options vested on January 29, 2017, and the remaining option vests in three equal installments on each of January 29, 2018, January 29, 2019 and January 29, 2020, subject to the Reporting Person's continued service with the Issuer.

Documents

1 file