4//SEC Filing
RUBENZER PEGGY 4
Accession 0001620533-17-000169
CIK 0001620533other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 5:18 PM ET
Size
9.5 KB
Accession
0001620533-17-000169
Insider Transaction Report
Form 4
Shake Shack Inc.SHAK
RUBENZER PEGGY
VP, People Resources
Transactions
- Exercise/Conversion
CLASS A COMMON STOCK
2017-12-08$21.00/sh+5,000$105,000→ 22,415 total - Sale
CLASS A COMMON STOCK
2017-12-08$46.37/sh−5,000$231,827→ 17,415 total - Exercise/Conversion
Stock Option (Right to Buy)
2017-12-08−5,000→ 78,600 totalExercise: $21.00Exp: 2025-01-29→ CLASS A COMMON STOCK (5,000 underlying)
Footnotes (5)
- [F1]Represents shares of Class A Common Stock ("Class A Stock") of Shake Shack Inc. (the "Issuer") that were obtained upon the Reporting Person's cashless exercise of the option to purchase 5,000 shares ofClass A Stock.
- [F2]Represents the sale of shares of Class A Stock of the Issuer that were acquired in a cashless exercise of the Reporting Person's option to purchase 5,000 shares of Class A Stock.
- [F3]The transaction was executed in multiple trades at prices ranging from $46.3600 to $46.3900. The price reported above reflects the weighted average sales price.
- [F4]The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F5]An option to purchase 106,000 shares of Class A Stock of the Issuer at $21 per share was granted to the Reporting Person on January 29, 2015. 21,200 options vested on January 29, 2016, 21,200 options vested on January 29, 2017, and the remaining options vest in three equal installments on each of January 29, 2018, January 29, 2019 and January 29, 2020, subject to the Reporting Person's continued service with the Issuer.
Documents
Issuer
Shake Shack Inc.
CIK 0001620533
Entity typeother
Related Parties
1- filerCIK 0001632029
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 5:18 PM ET
- Size
- 9.5 KB