4//SEC Filing
GARUTTI MARIA L 4
Accession 0001620533-21-000014
CIK 0001620533other
Filed
Jan 19, 7:00 PM ET
Accepted
Jan 20, 7:10 PM ET
Size
22.1 KB
Accession
0001620533-21-000014
Insider Transaction Report
Form 4
Shake Shack Inc.SHAK
GARUTTI MARIA L
10% Owner
Transactions
- Exercise/Conversion
CLASS A COMMON STOCK
2021-01-15$21.00/sh+145,000$3,045,000→ 196,891 total - Sale
CLASS A COMMON STOCK
2021-01-15$112.14/sh−8,687$974,153→ 75,649 total - Sale
CLASS A COMMON STOCK
2021-01-15$109.31/sh−13,209$1,443,852→ 183,682 total - Sale
CLASS A COMMON STOCK
2021-01-15$110.35/sh−21,952$2,422,324→ 161,730 total - Sale
CLASS A COMMON STOCK
2021-01-15$111.16/sh−77,394$8,603,458→ 84,336 total - Sale
CLASS A COMMON STOCK
2021-01-15$114.38/sh−5,089$582,077→ 57,302 total - Sale
CLASS A COMMON STOCK
2021-01-15$116.21/sh−1,100$127,827→ 51,891 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-01-15−145,000→ 140,000 totalExercise: $21.00Exp: 2025-01-29→ CLASS A COMMON STOCK (145,000 underlying) - Sale
CLASS A COMMON STOCK
2021-01-15$113.24/sh−13,258$1,501,394→ 62,391 total - Sale
CLASS A COMMON STOCK
2021-01-15$115.28/sh−4,311$496,977→ 52,991 total
GARUTTI RANDALL J
DirectorChief Executive Officer10% Owner
Transactions
- Exercise/Conversion
CLASS A COMMON STOCK
2021-01-15$21.00/sh+145,000$3,045,000→ 196,891 total - Sale
CLASS A COMMON STOCK
2021-01-15$111.16/sh−77,394$8,603,458→ 84,336 total - Sale
CLASS A COMMON STOCK
2021-01-15$109.31/sh−13,209$1,443,852→ 183,682 total - Sale
CLASS A COMMON STOCK
2021-01-15$115.28/sh−4,311$496,977→ 52,991 total - Sale
CLASS A COMMON STOCK
2021-01-15$116.21/sh−1,100$127,827→ 51,891 total - Exercise/Conversion
Stock Option (Right to Buy)
2021-01-15−145,000→ 140,000 totalExercise: $21.00Exp: 2025-01-29→ CLASS A COMMON STOCK (145,000 underlying) - Sale
CLASS A COMMON STOCK
2021-01-15$114.38/sh−5,089$582,077→ 57,302 total - Sale
CLASS A COMMON STOCK
2021-01-15$110.35/sh−21,952$2,422,324→ 161,730 total - Sale
CLASS A COMMON STOCK
2021-01-15$112.14/sh−8,687$974,153→ 75,649 total - Sale
CLASS A COMMON STOCK
2021-01-15$113.24/sh−13,258$1,501,394→ 62,391 total
Footnotes (11)
- [F1]The transactions reported on this Form 4 were all effected pursuant to a 10b5-1 trading plan entered into on September 16, 2020.
- [F10]The transaction was executed in multiple trades at prices ranging from $115.79 to $116.43. The price reported above reflects the weighted average sales price.
- [F11]An option to purchase 685,000 shares of Class A common stock at $21 per share was granted to Mr. Garutti on January 29, 2015. 137,000 options vested on each of January 29, 2016, January 29, 2017, January 29, 2018, January 29, 2019, and January 20, 2020.
- [F2]The transaction was executed in multiple trades at prices ranging from $108.79 to $109.7899. The price reported above reflects the weighted average sales price.
- [F3]Each Reporting Person hereby undertakes to provide upon request to the SEC staff, Shake Shack Inc. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effected.
- [F4]The transaction was executed in multiple trades at prices ranging from $109.79 to $110.7899. The price reported above reflects the weighted average sales price.
- [F5]The transaction was executed in multiple trades at prices ranging from $110.79 to $111.7899. The price reported above reflects the weighted average sales price.
- [F6]The transaction was executed in multiple trades at prices ranging from $111.79 to $112.7899. The price reported above reflects the weighted average sales price.
- [F7]The transaction was executed in multiple trades at prices ranging from $112.79 to $113.7899. The price reported above reflects the weighted average sales price.
- [F8]The transaction was executed in multiple trades at prices ranging from $113.79 to $114.7899. The price reported above reflects the weighted average sales price.
- [F9]The transaction was executed in multiple trades at prices ranging from $114.79 to $115.7899. The price reported above reflects the weighted average sales price.
Documents
Issuer
Shake Shack Inc.
CIK 0001620533
Entity typeother
Related Parties
1- filerCIK 0001633960
Filing Metadata
- Form type
- 4
- Filed
- Jan 19, 7:00 PM ET
- Accepted
- Jan 20, 7:10 PM ET
- Size
- 22.1 KB