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4/A//SEC Filing

TRICO BANCSHARES / 4/A

Accession 0001620863-16-000113

$TCBKCIK 0000356171operating
View on SEC.govCompany Profile

Filed

Jun 8, 8:00 PM ET

Accepted

Jun 9, 1:22 PM ET

Size

14.1 KB

Accession

0001620863-16-000113

Insider Transaction Report

Form 4/AAmended
Period: 2016-05-19
TRICO BANCSHARES /TCBK
Ward Carol A
EVP/Chief Risk Officer
Transactions
  • Other

    Common Stock

    2016-06-09+0→ 1,435.79 total(indirect: By ESOP)
  • Award

    Restricted Stock Units

    2016-05-19+1,518→ 3,490 total
    Exercise: $0.00Exp: 2020-05-19→ Common Stock (1,518 underlying)
  • Award

    Performance Stock Units

    2016-05-19+1,518→ 4,073 total
    Exercise: $0.00Exp: 2019-05-18→ Common Stock (1,518 underlying)
  • Other

    Common Stock

    2016-06-09+0→ 651 total
  • Award

    Restricted Stock Units

    2016-05-19+1,108→ 4,598 total
    Exercise: $0.00Exp: 2017-05-18→ Common Stock (1,108 underlying)
Footnotes (5)
  • [F1]This amended form is filed solely to report the previously reported grants of Restricted and Performance Stock Units in Table II rather than Table l and to the correct the total beneficial ownership of common stock reported in Table I.
  • [F2]No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned.
  • [F3]Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 19 2017, 25% on May 19, 2018, 25% on May 19, 2019, and 25% on May 19, 2019.
  • [F4]Represents the grant of Restricted Stock Units. 100% of the shares vest on 5/18/2017.
  • [F5]Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares (the number of shares listed in box 4) on May 18, 2019 based on the Issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting Person pursuant to the Issuers 2009 Equity Incentive Plan and Performance Award Agreement and are subject to forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement.

Documents

1 file

Issuer

TRICO BANCSHARES /

CIK 0000356171

→
Entity typeoperating
IncorporatedCA

Related Parties

1
  • filerCIK 0000356171

Filing Metadata

Form type
4/A
Filed
Jun 8, 8:00 PM ET
Accepted
Jun 9, 1:22 PM ET
Size
14.1 KB
View on SEC.gov