4/A//SEC Filing
Rosalind Advisors, Inc. 4/A
Accession 0001622627-24-000030
CIK 0000872912other
Filed
May 15, 8:00 PM ET
Accepted
May 16, 1:49 PM ET
Size
9.8 KB
Accession
0001622627-24-000030
Insider Transaction Report
Form 4/AAmended
Rosalind Advisors, Inc.
Director
Transactions
- Exercise of In-Money
Common Shares
2024-04-18$0.01/sh+619,946$6,199→ 2,763,468 total(indirect: By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds) - Conversion
Common Shares
2024-04-18+991,615→ 2,763,468 total(indirect: By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds)
SALAMON STEVEN A J
Director
Transactions
- Exercise of In-Money
Common Shares
2024-04-18$0.01/sh+619,946$6,199→ 2,763,468 total(indirect: By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds) - Conversion
Common Shares
2024-04-18+991,615→ 2,763,468 total(indirect: By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds)
Aharon Gil
Director
Transactions
- Exercise of In-Money
Common Shares
2024-04-18$0.01/sh+619,946$6,199→ 2,763,468 total(indirect: By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds) - Conversion
Common Shares
2024-04-18+991,615→ 2,763,468 total(indirect: By Rosalind Advisors Inc., the advisor to the Rosalind Master Funds)
Footnotes (3)
- [F1]619,946 common shares acquired via exercise of pre-funded warrants at $0.01
- [F2]Each Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein
- [F3]991,615 Common shares are acquired via conversion of 1,065 F-2 preferred shares and 3,010 F-3 preferred shares
Documents
Issuer
DELCATH SYSTEMS, INC.
CIK 0000872912
Entity typeother
IncorporatedOntario, Canada
Related Parties
1- filerCIK 0001622627
Filing Metadata
- Form type
- 4/A
- Filed
- May 15, 8:00 PM ET
- Accepted
- May 16, 1:49 PM ET
- Size
- 9.8 KB