4//SEC Filing
Rosalind Advisors, Inc. 4
Accession 0001622627-24-000065
CIK 0000872912other
Filed
Dec 25, 7:00 PM ET
Accepted
Dec 26, 3:23 PM ET
Size
10.3 KB
Accession
0001622627-24-000065
Insider Transaction Report
Form 4
Rosalind Advisors, Inc.
Director
Transactions
- Exercise/Conversion
Pre-funded Warrants
2024-12-24$9.99/sh+603,954$6,033,500→ 1,323,919 total(indirect: By Rosalind Advisors, Inc., the advisor to the Rosalind Funds)Exercise: $0.01→ DELCATH SYSTEMS, INC. (603,954 underlying) - Conversion
Common shares
2024-12-24$10.00/sh+250,000$2,500,000→ 3,013,468 total(indirect: By Rosalind Advisors, Inc., the advisor to the Rosalind Fund)
SALAMON STEVEN A J
Director
Transactions
- Exercise/Conversion
Pre-funded Warrants
2024-12-24$9.99/sh+603,954$6,033,500→ 1,323,919 total(indirect: By Rosalind Advisors, Inc., the advisor to the Rosalind Funds)Exercise: $0.01→ DELCATH SYSTEMS, INC. (603,954 underlying) - Conversion
Common shares
2024-12-24$10.00/sh+250,000$2,500,000→ 3,013,468 total(indirect: By Rosalind Advisors, Inc., the advisor to the Rosalind Fund)
Aharon Gil
Director
Transactions
- Conversion
Common shares
2024-12-24$10.00/sh+250,000$2,500,000→ 3,013,468 total(indirect: By Rosalind Advisors, Inc., the advisor to the Rosalind Fund) - Exercise/Conversion
Pre-funded Warrants
2024-12-24$9.99/sh+603,954$6,033,500→ 1,323,919 total(indirect: By Rosalind Advisors, Inc., the advisor to the Rosalind Funds)Exercise: $0.01→ DELCATH SYSTEMS, INC. (603,954 underlying)
Footnotes (3)
- [F1]Converted a total of 853,954 Series E/E-1 warrants to 603,954 Pre-funded Warrants at $9.99 and 250,000 common shares at $10.00.
- [F2]Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein
- [F3]NA
Documents
Issuer
DELCATH SYSTEMS, INC.
CIK 0000872912
Entity typeother
IncorporatedOntario, Canada
Related Parties
1- filerCIK 0001622627
Filing Metadata
- Form type
- 4
- Filed
- Dec 25, 7:00 PM ET
- Accepted
- Dec 26, 3:23 PM ET
- Size
- 10.3 KB