SALAMON STEVEN A J 4
4 · DELCATH SYSTEMS, INC. · Filed Dec 27, 2024
Insider Transaction Report
Form 4
SALAMON STEVEN A J
Director
Transactions
- Exercise/Conversion
Pre-funded Warrants
2024-12-24$9.99/sh+603,954$6,033,500→ 1,323,919 total(indirect: By Rosalind Advisors, Inc., the advisor to the Rosalind Funds)Exercise: $0.01→ DELCATH SYSTEMS, INC. (603,954 underlying) - Conversion
Common shares
2024-12-24$10.00/sh+250,000$2,500,000→ 3,013,468 total(indirect: By Rosalind Advisors, Inc., the advisor to the Rosalind Funds)
Footnotes (3)
- [F1]Reporting Persons disclaims beneficial ownership over the shares except to the extent of his or its respective pecuniary interest therein
- [F2]Converted a total of 853,954 Series E/E-1 warrants to 603,954 Pre-funded Warrants at $9.99 and 250,000 common shares at $10.00.
- [F3]NA