Mattox Timothy 4
4 · Upland Software, Inc. · Filed Jun 18, 2020
Insider Transaction Report
Form 4
Transactions
- Tax Payment
Common Stock
2020-06-16$34.08/sh−3,426$116,758→ 549,980 total - Sale
Common Stock
2020-06-18$34.10/sh−9,835$335,374→ 540,145 total
Footnotes (3)
- [F1]Shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of restricted stock. This is not an open market sale of securities.
- [F2]Shares were sold pursuant to a 10b5-1 plan to cover the tax withholding obligations in connection with the vesting of restricted stock units.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.96 to $34.36, inclusive. The reporting person undertakes to provide to Upland Software, Inc., any security holder of Upland Software, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.