Wagner David G 4

Accession 0001624339-18-000006

CIK 0000820318other

Filed

Sep 4, 8:00 PM ET

Accepted

Sep 5, 5:25 PM ET

Size

26.5 KB

Accession

0001624339-18-000006

Form 4

Period: 2018-09-04

VP, Human Resources

Transactions

Exercise/Conversion
Common Stock
2018-09-04$12.07/sh+2,134$25,768→ 73,712 total
Exercise/Conversion
Opiton (Right to Buy)
2018-09-04−11,200→ 2,800 total
Exercise: $13.99Exp: 2024-08-16→ Common Stock (11,200 underlying)
Exercise/Conversion
Common Stock
2018-09-04$13.99/sh+11,200$156,688→ 71,578 total
Sale
Common Stock
2018-09-04$47.87/sh−23,228$1,112,038→ 70,226 total
Exercise/Conversion
Option (Right to Buy)
2018-09-04−2,134→ 0 total
Exercise: $12.07Exp: 2019-08-15→ Common Stock (2,134 underlying)
Exercise/Conversion
Common Stock
2018-09-04$17.53/sh+8,300$145,499→ 85,912 total
Exercise/Conversion
Common Stock
2018-09-04$17.84/sh+7,542$134,549→ 93,454 total
Exercise/Conversion
Option (Right to Buy)
2018-09-04−3,900→ 0 total
Exercise: $16.86Exp: 2020-08-21→ Common Stock (3,900 underlying)
Exercise/Conversion
Option (Right to Buy)
2018-09-04−7,542→ 5,028 total
Exercise: $17.84Exp: 2025-08-15→ Common Stock (7,542 underlying)
Exercise/Conversion
Common Stock
2018-09-04$16.86/sh+3,900$65,735→ 77,612 total
Sale
Common Stock
2018-09-04$48.33/sh−9,848$475,908→ 60,378 total
Exercise/Conversion
Option (Right to Buy)
2018-09-04−8,300→ 0 total
Exercise: $17.53Exp: 2021-08-20→ Common Stock (8,300 underlying)

Holdings

Footnotes (9)

[F1]The sale transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 9, 2018.
[F2]Represents the weighted average of multiple sale transactions ranging in price from $47.2500 to $48.2000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
[F3]Represents the weighted average of multiple sale transactions ranging in price from $48.2500 to $48.6000. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the Company or a security holder of the Company.
[F4]The reporting person disclaims beneficial ownership of these securities, other than to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
[F5]These options vest in five equal annual installments beginning on August 16, 2015.
[F6]These options vested in full on August 15, 2014.
[F7]These options vested in five equal annual installments beginning on August 21, 2011.
[F8]These options vested in five equal annual installments beginning on August 20, 2012.
[F9]These options vest in five equal annual installments beginning on August 15, 2016.

Documents

1 file

II-VI INC

CIK 0000820318

Entity typeother