ENERGY FOCUS, INC/DE 4
4 · ENERGY FOCUS, INC/DE · Filed Jul 27, 2015
Insider Transaction Report
Form 4
Cohen William
10% Owner
Transactions
- Award
Stock Option
2015-07-23+5,000→ 5,000 totalExercise: $10.36From: 2015-08-23Exp: 2025-07-23→ Common Stock (5,000 underlying)
Holdings
- 108,695
Common Stock
- 5,000
Stock Option
Exercise: $5.50From: 2014-08-15Exp: 2024-07-15→ Common Stock (5,000 underlying) - 750(indirect: By son)
Restricted Stock Units
Exercise: $0.00From: 2017-03-16Exp: 2017-03-16→ Common Stock (750 underlying) - 750(indirect: By son)
Stock Option
Exercise: $5.95From: 2015-08-18Exp: 2024-11-04→ Common Stock (750 underlying) - 600,000(indirect: By LLC)
Common Stock
Footnotes (6)
- [F1]William Cohen is the Manager and controlling Member of Costar Partners II, LLC.
- [F2]Date applies to 1/12th of the total as option vests monthly over a twelve month period.
- [F3]Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
- [F4]The Restricted Stock Units vest 100% on 3/16/2017 subject to continued employment.
- [F5]These securities are held by the reporting person's son. The reporting person disclaims beneficial ownership of the securities.
- [F6]Date applies to 1/4th of the total as option vests monthly over a 36 month period thereafter.