4//SEC Filing
MATTSON TECHNOLOGY INC 4
Accession 0001628280-16-016188
CIK 0000928421operating
Filed
May 10, 8:00 PM ET
Accepted
May 11, 7:56 PM ET
Size
19.0 KB
Accession
0001628280-16-016188
Insider Transaction Report
Form 4
SMITH KENNETH G
Director
Transactions
- Disposition to Issuer
Restricted Stock Units (right to acquire)
2016-05-11$3.80/sh−26,375$100,225→ 28,625 total - Disposition to Issuer
Common Stock
2016-05-11$3.80/sh−28,625$108,775→ 0 total - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−20,000$76,000→ 80,000 totalExercise: $2.14From: 2014-07-29Exp: 2020-07-29→ Common Stock (20,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−20,000$76,000→ 60,000 totalExercise: $0.88From: 2013-07-31Exp: 2019-07-31→ Common Stock (20,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−20,000$76,000→ 40,000 totalExercise: $1.77From: 2012-08-01Exp: 2018-08-01→ Common Stock (20,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−12,500$47,500→ 100,000 totalExercise: $2.12From: 2015-05-28Exp: 2021-05-28→ Common Stock (12,500 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−20,000$76,000→ 20,000 totalExercise: $3.09From: 2011-07-26Exp: 2017-07-26→ Common Stock (20,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−20,000$76,000→ 0 totalExercise: $1.29From: 2010-06-08Exp: 2016-06-08→ Common Stock (20,000 underlying)
Footnotes (3)
- [F1]Pursuant to the Merger Agreement, each restricted stock unit was converted into the right to receive cash, without interest, equal to $3.80.
- [F2]Pursuant to the Agreement and Plan of Merger providing for the merger of Dragon Acquisition Sub, Inc., an indirect subsidiary of Beijing E-town Dragon Semiconductor Industry Investment Center (Limited Partnership), with and into Mattson Technology, Inc., each share of Mattson's common stock will be cancelled and converted into the right to receive $3.80 in cash, without interest.
- [F3]Pursuant to the Merger Agreement, each option to purchase common stock was converted into the right to receive cash, without interest, equal to $3.80, less the per share exercise price.
Documents
Issuer
MATTSON TECHNOLOGY INC
CIK 0000928421
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000928421
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 7:56 PM ET
- Size
- 19.0 KB