MATTSON TECHNOLOGY INC 4
4 · MATTSON TECHNOLOGY INC · Filed May 11, 2016
Insider Transaction Report
Form 4
KRAMER SCOTT STEUBEN
Director
Transactions
- Disposition to Issuer
Common Stock
2016-05-11$3.80/sh−8,125$30,875→ 0 total - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−30,000$114,000→ 0 totalExercise: $1.34From: 2012-10-28Exp: 2018-10-28→ Common Stock (30,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−12,500$47,500→ 66,000 totalExercise: $2.12From: 2015-05-28Exp: 2021-05-28→ Common Stock (12,500 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−18,000$68,400→ 48,000 totalExercise: $2.14From: 2014-07-29Exp: 2020-07-29→ Common Stock (18,000 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−18,000$68,400→ 30,000 totalExercise: $0.88From: 2013-07-31Exp: 2019-07-31→ Common Stock (18,000 underlying) - Disposition to Issuer
Restricted Stock Units (right to acquire)
2016-05-11$3.80/sh−24,875$94,525→ 8,125 total
Footnotes (3)
- [F1]Pursuant to the Merger Agreement, each restricted stock unit was converted into the right to receive cash, without interest, equal to $3.80.
- [F2]Pursuant to the Agreement and Plan of Merger providing for the merger of Dragon Acquisition Sub, Inc., an indirect subsidiary of Beijing E-town Dragon Semiconductor Industry Investment Center (Limited Partnership), with and into Mattson Technology, Inc., each share of Mattson's common stock will be cancelled and converted into the right to receive $3.80 in cash, without interest.
- [F3]Pursuant to the Merger Agreement, each option to purchase common stock was converted into the right to receive cash, without interest, equal to $3.80, less the per share exercise price.