4//SEC Filing
MATTSON TECHNOLOGY INC 4
Accession 0001628280-16-016198
CIK 0000928421operating
Filed
May 10, 8:00 PM ET
Accepted
May 11, 9:04 PM ET
Size
29.2 KB
Accession
0001628280-16-016198
Insider Transaction Report
Form 4
CHEN FUSEN ERNIE
DirectorPresident and CEO
Transactions
- Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−64,287$244,291→ 64,173 totalExercise: $1.37From: 2016-05-19Exp: 2020-02-19→ Common Stock (64,287 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−126,560$480,928→ 458,440 totalExercise: $1.37From: 2014-02-19Exp: 2020-02-19→ Common Stock (126,560 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−13,839$52,588→ 444,601 totalExercise: $1.37From: 2013-05-19Exp: 2020-02-19→ Common Stock (13,839 underlying) - Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−31,250$118,750→ 32,923 totalExercise: $2.49From: 2016-05-20Exp: 2021-03-20→ Common Stock (31,250 underlying) - Disposition to Issuer
Common Stock
2016-05-11$3.80/sh−226,062$859,036→ 0 total - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−52,083$197,915→ 392,518 totalExercise: $2.49From: 2014-04-20Exp: 2021-03-20→ Common Stock (52,083 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−34,374$130,621→ 341,477 totalExercise: $3.29From: 2015-02-16Exp: 2022-01-15→ Common Stock (34,374 underlying) - Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−170,314$647,193→ 128,460 totalExercise: $1.37From: 2014-02-19Exp: 2020-02-19→ Common Stock (170,314 underlying) - Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−32,923$125,107→ 0 totalExercise: $3.29From: 2016-05-15Exp: 2022-01-15→ Common Stock (32,923 underlying) - Gift
Common Stock
2016-05-11−70,000→ 226,062 total - Disposition to Issuer
Restricted Stock Units (right to acquire)
2016-05-11$3.80/sh−219,375$833,625→ 0 total - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−16,667$63,335→ 375,851 totalExercise: $2.49From: 2016-05-20Exp: 2021-03-20→ Common Stock (16,667 underlying) - Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−42,703$162,271→ 298,774 totalExercise: $3.29From: 2016-05-15Exp: 2022-01-15→ Common Stock (42,703 underlying)
Footnotes (5)
- [F1]On April 29, 2016, Mr. Chen made a bona fide gift of common stock.
- [F2]Pursuant to the Agreement and Plan of Merger providing for the merger of Dragon Acquisition Sub, Inc., an indirect subsidiary of Beijing E-town Dragon Semiconductor Industry Investment Center (Limited Partnership), with and into Mattson Technology, Inc., each share of Mattson's common stock will be cancelled and converted into the right to receive $3.80 in cash, without interest.
- [F3]Pursuant to the Merger Agreement, each restricted stock unit was converted into the right to receive cash equal to $3.80, subject to the same vesting terms and conditions as the original restricted stock unit grant.
- [F4]Pursuant to the Merger Agreement, each option to purchase common stock was converted into the right to receive cash, without interest, equal to $3.80, less the per share exercise price.
- [F5]Pursuant to the Merger Agreement, each option to purchase common stock was converted into the right to receive cash equal to $3.80 less the per share exercise price, subject to the same vesting terms and conditions as the original option grant.
Documents
Issuer
MATTSON TECHNOLOGY INC
CIK 0000928421
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000928421
Filing Metadata
- Form type
- 4
- Filed
- May 10, 8:00 PM ET
- Accepted
- May 11, 9:04 PM ET
- Size
- 29.2 KB