MATTSON TECHNOLOGY INC 4

Accession 0001628280-16-016200

CIK 0000928421operating

View on SEC.gov Company Profile

Filed

May 10, 8:00 PM ET

Accepted

May 11, 9:05 PM ET

Size

38.0 KB

Accession

0001628280-16-016200

Insider Transaction Report

Form 4

Period: 2016-05-11

MATTSON TECHNOLOGY INCMTSN

DODSON J MICHAEL

Officer

Transactions

Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−32,838$124,784→ 0 total
Exercise: $3.29From: 2016-05-15Exp: 2022-01-15→ Common Stock (32,838 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−144,998$550,992→ 448,280 total
Exercise: $0.90From: 2014-01-31Exp: 2019-10-31→ Common Stock (144,998 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−4,976$18,909→ 320,402 total
Exercise: $3.29From: 2016-05-15Exp: 2022-01-15→ Common Stock (4,976 underlying)
Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−68,278$259,456→ 102,124 total
Exercise: $2.79From: 2013-02-01Exp: 2019-02-06→ Common Stock (68,278 underlying)
Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−23,959$91,044→ 34,933 total
Exercise: $2.49From: 2016-05-20Exp: 2021-03-20→ Common Stock (23,959 underlying)
Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−2,095$7,961→ 32,838 total
Exercise: $3.29From: 2015-02-15Exp: 2022-01-15→ Common Stock (2,095 underlying)
Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−150,000$570,000→ 170,402 total
Exercise: $1.14From: 2012-10-11Exp: 2018-10-11→ Common Stock (150,000 underlying)
Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−2$8→ 102,122 total
Exercise: $0.90From: 2014-01-31Exp: 2019-10-31→ Common Stock (2 underlying)
Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−4,166$15,831→ 58,892 total
Exercise: $2.49From: 2014-04-20Exp: 2021-03-20→ Common Stock (4,166 underlying)
Disposition to Issuer
Common Stock
2016-05-11$3.80/sh−95,574$363,181→ 0 total
Disposition to Issuer
Restricted Stock Units (right to acquire)
2016-05-11$3.80/sh−62,813$238,689→ 0 total
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−31,722$120,544→ 593,278 total
Exercise: $2.79From: 2013-02-06Exp: 2019-02-06→ Common Stock (31,722 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−85,936$326,557→ 362,344 total
Exercise: $1.17From: 2013-04-04Exp: 2020-03-04→ Common Stock (85,936 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−21,875$83,125→ 340,469 total
Exercise: $2.49From: 2014-04-20Exp: 2021-03-20→ Common Stock (21,875 underlying)
Disposition to Issuer
Non-Qualified Stock Option (right to buy)
2016-05-11$3.80/sh−15,091$57,346→ 325,378 total
Exercise: $3.29From: 2015-02-15Exp: 2022-01-15→ Common Stock (15,091 underlying)
Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−13,021$49,480→ 89,101 total
Exercise: $1.17From: 2013-04-04Exp: 2020-03-04→ Common Stock (13,021 underlying)
Disposition to Issuer
Incentive Stock Option (right to buy)
2016-05-11$3.80/sh−26,043$98,963→ 63,058 total
Exercise: $1.17From: 2016-06-04Exp: 2020-03-04→ Common Stock (26,043 underlying)

Footnotes (4)

[F1]Pursuant to the Agreement and Plan of Merger providing for the merger of Dragon Acquisition Sub, Inc., an indirect subsidiary of Beijing E-town Dragon Semiconductor Industry Investment Center (Limited Partnership), with and into Mattson Technology, Inc., each share of Mattson's common stock will be cancelled and converted into the right to receive $3.80 in cash, without interest.
[F2]Pursuant to the Merger Agreement, each restricted stock unit was converted into the right to receive cash equal to $3.80, subject to the same vesting terms and conditions as the original restricted stock unit grant.
[F3]Pursuant to the Merger Agreement, each option to purchase common stock was converted into the right to receive cash, without interest, equal to $3.80, less the per share exercise price.
[F4]Pursuant to the Merger Agreement, each option to purchase common stock was converted into the right to receive cash equal to $3.80 less the per share exercise price, subject to the same vesting terms and conditions as the original option grant.

Documents

1 file

4
wf-form4_146301514453626.xmlPrimary
FORM 4

Issuer

MATTSON TECHNOLOGY INC

CIK 0000928421

→

Entity typeoperating

IncorporatedDE

Related Parties

filerCIK 0000928421

Filing Metadata

Form type: 4
Filed: May 10, 8:00 PM ET
Accepted: May 11, 9:05 PM ET
Size: 38.0 KB

View on SEC.gov